0001127602-16-054938.txt : 20160607 0001127602-16-054938.hdr.sgml : 20160607 20160607183825 ACCESSION NUMBER: 0001127602-16-054938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160606 FILED AS OF DATE: 20160607 DATE AS OF CHANGE: 20160607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUFMAN CAROL R CENTRAL INDEX KEY: 0001181958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 161702361 MAIL ADDRESS: STREET 1: 6140 STANERIDGE MALL RES #590 CITY: PLEASSANTON STATE: CA ZIP: 94503 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-06-06 0000711404 COOPER COMPANIES INC COO 0001181958 KAUFMAN CAROL R 6140 STONERIDGE MALL DRIVE SUITE 590 PLEASANTON CA 94588 1 EVP, Sec. & Chief Gov. Officer Common Stock 2016-06-06 4 M 0 10357 15.83 A 52050 D Common Stock 2016-06-06 4 M 0 12143 42.65 A 64193 D Common Stock 2016-06-06 4 S 0 12143 165.1102 D 52050 D Common Stock 2016-06-06 4 S 0 10357 164.0354 D 41693 D Common Stock 2016-06-07 4 M 0 20857 42.65 A 62550 D Common Stock 2016-06-07 4 M 0 6143 15.83 A 68693 D Common Stock 2016-06-07 4 S 0 10000 162.3349 D 58693 D Common Stock 2016-06-07 4 S 0 17000 163.9178 D 41693 D Stock Options (Right to Buy) 15.83 2016-06-06 4 M 0 10357 0 D 2018-10-29 Common Stock 10357 6143 D Stock Options (Right to Buy) 42.65 2016-06-06 4 M 0 12143 0 D 2017-10-24 Common Stock 12143 20857 D Stock Options (Right to Buy) 42.65 2016-06-07 4 M 0 20857 0 D 2017-10-24 Common Stock 20857 0 D Stock Options (Right to Buy) 15.83 2016-06-07 4 M 0 6143 0 D 2018-10-29 Common Stock 6143 0 D Sale price represents an average sale price between $165.00 and $165.32. Sale price represents an average sale price between $164.00 and $164.21. Sale price represents an average sale price between $162.21 and $163.08. Sale price represents an average sale price between $163.80 and $164.00. Grant Date 10/30/08 NQ Date Exer.: One-fourth shall vest on the earlier of (a) 10/30/09 or (b) when the average closing price reaches $17.73; one-fourth shall vest on the earlier of (a) 10/30/10 or (b) when the average closing price reaches $19.00; one-fourth shall vest on the earlier of (a) 10/30/11 or (b) when the average closing price reaches $20.58; one-fourth shall vest on the earlier of (a) 10/30/12 or (b) when the average closing price reaches $22.16. All shares granted under this option are currently exercisable. /s/ Carol R. Kaufman 2016-06-07