0001127602-14-023335.txt : 20140716
0001127602-14-023335.hdr.sgml : 20140716
20140716120931
ACCESSION NUMBER: 0001127602-14-023335
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140715
FILED AS OF DATE: 20140716
DATE AS OF CHANGE: 20140716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COOPER COMPANIES INC
CENTRAL INDEX KEY: 0000711404
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 942657368
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 6140 STONERIDGE MALL RD
STREET 2: STE 590
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 9254603600
MAIL ADDRESS:
STREET 1: 6140 STONERIDGE MALL ROAD
STREET 2: SUITE 590
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: COOPERVISION INC
DATE OF NAME CHANGE: 19870701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: White Albert G III
CENTRAL INDEX KEY: 0001357705
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08597
FILM NUMBER: 14977484
MAIL ADDRESS:
STREET 1: 6790
STREET 2: SPRINGDALE COURT
CITY: VICTOR
STATE: NY
ZIP: 14564
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-07-15
0000711404
COOPER COMPANIES INC
COO
0001357705
White Albert G III
6140 STONERIDGE MALL RD.
SUITE 590
PLEASANTON
CA
94588
1
VP & Chief Strategy Officer
Common Stock
2014-07-15
4
M
0
12500
52.40
A
34247
D
Common Stock
2014-07-15
4
M
0
3480
42.65
A
37727
D
Common Stock
2014-07-15
4
S
0
15980
150.8935
D
21747
D
Stock Options (Right to Buy)
52.40
2014-07-15
4
M
0
12500
0
D
2016-04-10
Common Stock
12500
0
D
Stock Options (Right to Buy)
42.65
2014-07-15
4
M
0
3480
0
D
2017-10-24
Common Stock
3480
0
D
Price represents an average sale price between $150.71 and $151.03.
The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's
stock achieves $58.69, but not earlier than 10/10/06; one-fourth shall vest if Fair Market Value of the Company's stock achieves $62.88, but not earlier than 10/10/07; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $68.12 but not earlier than 10/10/08; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $73.36 but not earlier than 10/12/09. All options not otherwise vesting pursuant to the above timetable shall become exercisable on April 10, 2011.
One-fourth shall vest on the earlier of (a) 10/25/08 or (b) when the average closing price reaches $47.77; one-fourth shall vest on the earlier of (a) 10/25/09 or (b) when the average closing price reaches $51.18; one-fourth shall vest on the earlier of (a) 10/25/10 or (b) when the average closing price reaches $55.45; and one-fourth shall vest on the earlier of (a) 10/25/11 or (b) when the average closing price reaches $59.71. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved.
/s/ Albert G. White III
2014-07-16