0001127602-14-023335.txt : 20140716 0001127602-14-023335.hdr.sgml : 20140716 20140716120931 ACCESSION NUMBER: 0001127602-14-023335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140715 FILED AS OF DATE: 20140716 DATE AS OF CHANGE: 20140716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Albert G III CENTRAL INDEX KEY: 0001357705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 14977484 MAIL ADDRESS: STREET 1: 6790 STREET 2: SPRINGDALE COURT CITY: VICTOR STATE: NY ZIP: 14564 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-07-15 0000711404 COOPER COMPANIES INC COO 0001357705 White Albert G III 6140 STONERIDGE MALL RD. SUITE 590 PLEASANTON CA 94588 1 VP & Chief Strategy Officer Common Stock 2014-07-15 4 M 0 12500 52.40 A 34247 D Common Stock 2014-07-15 4 M 0 3480 42.65 A 37727 D Common Stock 2014-07-15 4 S 0 15980 150.8935 D 21747 D Stock Options (Right to Buy) 52.40 2014-07-15 4 M 0 12500 0 D 2016-04-10 Common Stock 12500 0 D Stock Options (Right to Buy) 42.65 2014-07-15 4 M 0 3480 0 D 2017-10-24 Common Stock 3480 0 D Price represents an average sale price between $150.71 and $151.03. The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's stock achieves $58.69, but not earlier than 10/10/06; one-fourth shall vest if Fair Market Value of the Company's stock achieves $62.88, but not earlier than 10/10/07; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $68.12 but not earlier than 10/10/08; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $73.36 but not earlier than 10/12/09. All options not otherwise vesting pursuant to the above timetable shall become exercisable on April 10, 2011. One-fourth shall vest on the earlier of (a) 10/25/08 or (b) when the average closing price reaches $47.77; one-fourth shall vest on the earlier of (a) 10/25/09 or (b) when the average closing price reaches $51.18; one-fourth shall vest on the earlier of (a) 10/25/10 or (b) when the average closing price reaches $55.45; and one-fourth shall vest on the earlier of (a) 10/25/11 or (b) when the average closing price reaches $59.71. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved. /s/ Albert G. White III 2014-07-16