0001127602-12-026357.txt : 20120914
0001127602-12-026357.hdr.sgml : 20120914
20120914125537
ACCESSION NUMBER: 0001127602-12-026357
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120912
FILED AS OF DATE: 20120914
DATE AS OF CHANGE: 20120914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REMMELL PAUL L
CENTRAL INDEX KEY: 0001182669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08597
FILM NUMBER: 121091944
BUSINESS ADDRESS:
STREET 1: 95 CORPORATE DR
CITY: TRUMBULL
STATE: CT
ZIP: 06611
BUSINESS PHONE: 2036015200
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COOPER COMPANIES INC
CENTRAL INDEX KEY: 0000711404
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 942657368
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 6140 STONERIDGE MALL RD
STREET 2: STE 590
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 9254603600
MAIL ADDRESS:
STREET 1: 6140 STONERIDGE MALL ROAD
STREET 2: SUITE 590
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: COOPERVISION INC
DATE OF NAME CHANGE: 19870701
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-09-12
0000711404
COOPER COMPANIES INC
COO
0001182669
REMMELL PAUL L
6140 STONERIDGE MALL DRIVE
SUITE 590
PLEASANTON
CA
94588
1
Pres & CEO - CSI
Common Stock
2012-09-12
4
M
0
20000
41.44
A
28514
D
Common Stock
2012-09-12
4
M
0
20000
68.66
A
48514
D
Common Stock
2012-09-12
4
M
0
25000
67.65
A
73514
D
Common Stock
2012-09-12
4
M
0
33000
42.65
A
106514
D
Common Stock
2012-09-12
4
S
0
98000
95.25
D
8514
D
Incentive Stock Option (Right to Buy)
41.44
2012-09-12
4
M
0
20000
0
D
2013-10-26
Common Stock
20000
0
D
Stock Options (Right to Buy)
68.66
2012-09-12
4
M
0
20000
0
D
2014-10-25
Common Stock
20000
0
D
Stock Options (Right to Buy)
67.65
2012-09-12
4
M
0
25000
0
D
2015-10-26
Common Stock
25000
0
D
Stock Options (Right to Buy)
42.65
2012-09-12
4
M
0
33000
0
D
2017-10-24
Common Stock
33000
0
D
The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's stock achieves $46.41, but not earlier than 5/1/04; one-fourth shall vest if Fair Market Value of the Company's stock achieves $49.73, but not earlier than 5/1/05; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $53.87 but not earlier than 5/1/06; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $58.02 but not earlier than 5/1/07. All options not other wise vesting pursuant to the above timetable shall become exercisable on October 26, 2008.
The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's
stock achieves $76.90, but not earlier than 5/2/05; one-fourth shall vest if Fair Market Value of the Company's stock achieves $82.39, but not earlier than 5/1/06; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $89.26 but not earlier than 5/1/07; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $96.12 but not earlier than 5/1/08. All options not otherwise vesting pursuant to the above timetable shall become exercisable on October 25, 2009.
The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's
stock achieves $75.77, but not earlier than 5/1/06; one-fourth shall vest if Fair Market Value of the Company's stock achieves $81.18, but not earlier than 5/1/07; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $87.95 but not earlier than 5/1/08; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $94.71 but not earlier than 5/1/09. All options not otherwise vesting pursuant to the above timetable shall become exercisable on October 26, 2010.
One-fourth shall vest on the earlier of (a) 10/25/08 or (b) when the average closing price reaches $47.77; one-fourth shall vest on the earlier of (a) 10/25/09 or (b) when the average closing price reaches $51.18; one-fourth shall vest on the earlier of (a) 10/25/10 or (b) when the average closing price reaches $55.45; and one-fourth shall vest on the earlier of (a) 10/25/11 or (b) when the average closing price reaches $59.71. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved.
/s/ Paul L. Remmell
2012-09-14