0001127602-12-026357.txt : 20120914 0001127602-12-026357.hdr.sgml : 20120914 20120914125537 ACCESSION NUMBER: 0001127602-12-026357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120912 FILED AS OF DATE: 20120914 DATE AS OF CHANGE: 20120914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REMMELL PAUL L CENTRAL INDEX KEY: 0001182669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 121091944 BUSINESS ADDRESS: STREET 1: 95 CORPORATE DR CITY: TRUMBULL STATE: CT ZIP: 06611 BUSINESS PHONE: 2036015200 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-09-12 0000711404 COOPER COMPANIES INC COO 0001182669 REMMELL PAUL L 6140 STONERIDGE MALL DRIVE SUITE 590 PLEASANTON CA 94588 1 Pres & CEO - CSI Common Stock 2012-09-12 4 M 0 20000 41.44 A 28514 D Common Stock 2012-09-12 4 M 0 20000 68.66 A 48514 D Common Stock 2012-09-12 4 M 0 25000 67.65 A 73514 D Common Stock 2012-09-12 4 M 0 33000 42.65 A 106514 D Common Stock 2012-09-12 4 S 0 98000 95.25 D 8514 D Incentive Stock Option (Right to Buy) 41.44 2012-09-12 4 M 0 20000 0 D 2013-10-26 Common Stock 20000 0 D Stock Options (Right to Buy) 68.66 2012-09-12 4 M 0 20000 0 D 2014-10-25 Common Stock 20000 0 D Stock Options (Right to Buy) 67.65 2012-09-12 4 M 0 25000 0 D 2015-10-26 Common Stock 25000 0 D Stock Options (Right to Buy) 42.65 2012-09-12 4 M 0 33000 0 D 2017-10-24 Common Stock 33000 0 D The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's stock achieves $46.41, but not earlier than 5/1/04; one-fourth shall vest if Fair Market Value of the Company's stock achieves $49.73, but not earlier than 5/1/05; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $53.87 but not earlier than 5/1/06; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $58.02 but not earlier than 5/1/07. All options not other wise vesting pursuant to the above timetable shall become exercisable on October 26, 2008. The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's stock achieves $76.90, but not earlier than 5/2/05; one-fourth shall vest if Fair Market Value of the Company's stock achieves $82.39, but not earlier than 5/1/06; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $89.26 but not earlier than 5/1/07; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $96.12 but not earlier than 5/1/08. All options not otherwise vesting pursuant to the above timetable shall become exercisable on October 25, 2009. The option vests if the Company's stock price achieves certain targets within specified timeframes as follows: one-fourth shall vest if Fair Market Value of the Company's stock achieves $75.77, but not earlier than 5/1/06; one-fourth shall vest if Fair Market Value of the Company's stock achieves $81.18, but not earlier than 5/1/07; one-fourth shall vest if the Fair Market Value of the Company's stock achieves $87.95 but not earlier than 5/1/08; and one-fourth shall vest if the Fair Market Value of the Company's stock achieves $94.71 but not earlier than 5/1/09. All options not otherwise vesting pursuant to the above timetable shall become exercisable on October 26, 2010. One-fourth shall vest on the earlier of (a) 10/25/08 or (b) when the average closing price reaches $47.77; one-fourth shall vest on the earlier of (a) 10/25/09 or (b) when the average closing price reaches $51.18; one-fourth shall vest on the earlier of (a) 10/25/10 or (b) when the average closing price reaches $55.45; and one-fourth shall vest on the earlier of (a) 10/25/11 or (b) when the average closing price reaches $59.71. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved. /s/ Paul L. Remmell 2012-09-14