0001127602-11-012941.txt : 20110414
0001127602-11-012941.hdr.sgml : 20110414
20110414150053
ACCESSION NUMBER: 0001127602-11-012941
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110413
FILED AS OF DATE: 20110414
DATE AS OF CHANGE: 20110414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Midlock Eugene J
CENTRAL INDEX KEY: 0001312983
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08597
FILM NUMBER: 11759498
MAIL ADDRESS:
STREET 1: 6140 STONERIDGE MALL ROAD
STREET 2: SUITE 590
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COOPER COMPANIES INC
CENTRAL INDEX KEY: 0000711404
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 942657368
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 6140 STONERIDGE MALL RD
STREET 2: STE 590
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 9254603600
MAIL ADDRESS:
STREET 1: 6140 STONERIDGE MALL ROAD
STREET 2: SUITE 590
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: COOPERVISION INC
DATE OF NAME CHANGE: 19870701
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-04-13
0000711404
COOPER COMPANIES INC
COO
0001312983
Midlock Eugene J
6140 STONERIDGE MALL ROAD
SUITE 590
PLEASANTON
CA
94588
1
Sr. VP and CFO
Common Stock
2011-04-13
4
M
0
17500
29.93
A
17500
D
Common Stock
2011-04-13
4
M
0
27500
42.65
A
45000
D
Common Stock
2011-04-13
4
S
0
39254
72.36
D
5746
D
Common Stock
2011-04-13
5
G
0
E
5746
0
D
0
D
Common Stock
2011-04-13
5
G
0
E
5746
0
A
10746
I
Trust
Stock Options (Right to Buy)
29.93
2011-04-13
4
M
0
17500
0
D
2018-03-16
Common Stock
17500
0
D
Stock Options (Right to Buy)
42.65
2011-04-13
4
M
0
27500
0
D
2017-10-24
Common Stock
27500
0
D
One-fourth shall vest on the earlier of (a) 3/17/09 or (b) when the average closing price reaches $33.52; one-fourth shall vest on the earlier of (a) 3/17/10 or (b) when the average closing price reaches $35.92; one-fourth shall vest on the earlier of (a) 3/17/11 or (b) when the average closing price reaches $38.91; and one-fourth shall vest on the earlier of (a) 3/17/12 or (b) when the average closing price reaches $41.90. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved.
One-fourth shall vest on the earlier of (a) 10/25/08 or (b) when the average closing price reaches $47.77; one-fourth shall vest on the earlier of (a) 10/25/09 or (b) when the average closing price reaches $51.18; one-fourth shall vest on the earlier of (a) 10/25/10 or (b) when the average closing price reaches $55.45; and one-fourth shall vest on the earlier of (a) 10/25/11 or (b) when the average closing price reaches $59.71. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved.
Sale price reflects an average of the selling prices between $72.26 and $72.44.
Includes 5,000 shares previously owned directly which were contributed to the Trust on April 30, 2010.
/s/ Eugene J. Midlock
2011-04-14