0001127602-11-012941.txt : 20110414 0001127602-11-012941.hdr.sgml : 20110414 20110414150053 ACCESSION NUMBER: 0001127602-11-012941 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110413 FILED AS OF DATE: 20110414 DATE AS OF CHANGE: 20110414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Midlock Eugene J CENTRAL INDEX KEY: 0001312983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 11759498 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-04-13 0000711404 COOPER COMPANIES INC COO 0001312983 Midlock Eugene J 6140 STONERIDGE MALL ROAD SUITE 590 PLEASANTON CA 94588 1 Sr. VP and CFO Common Stock 2011-04-13 4 M 0 17500 29.93 A 17500 D Common Stock 2011-04-13 4 M 0 27500 42.65 A 45000 D Common Stock 2011-04-13 4 S 0 39254 72.36 D 5746 D Common Stock 2011-04-13 5 G 0 E 5746 0 D 0 D Common Stock 2011-04-13 5 G 0 E 5746 0 A 10746 I Trust Stock Options (Right to Buy) 29.93 2011-04-13 4 M 0 17500 0 D 2018-03-16 Common Stock 17500 0 D Stock Options (Right to Buy) 42.65 2011-04-13 4 M 0 27500 0 D 2017-10-24 Common Stock 27500 0 D One-fourth shall vest on the earlier of (a) 3/17/09 or (b) when the average closing price reaches $33.52; one-fourth shall vest on the earlier of (a) 3/17/10 or (b) when the average closing price reaches $35.92; one-fourth shall vest on the earlier of (a) 3/17/11 or (b) when the average closing price reaches $38.91; and one-fourth shall vest on the earlier of (a) 3/17/12 or (b) when the average closing price reaches $41.90. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved. One-fourth shall vest on the earlier of (a) 10/25/08 or (b) when the average closing price reaches $47.77; one-fourth shall vest on the earlier of (a) 10/25/09 or (b) when the average closing price reaches $51.18; one-fourth shall vest on the earlier of (a) 10/25/10 or (b) when the average closing price reaches $55.45; and one-fourth shall vest on the earlier of (a) 10/25/11 or (b) when the average closing price reaches $59.71. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved. Sale price reflects an average of the selling prices between $72.26 and $72.44. Includes 5,000 shares previously owned directly which were contributed to the Trust on April 30, 2010. /s/ Eugene J. Midlock 2011-04-14