-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EnRr4oERFoJh0hkCisX54Wbs8bLeqn//3efrSUDe1y5C+BOGPdTtChye1ILkqBWK 6nfveTjtv1JHmMCzMtwicw== 0001127602-09-000952.txt : 20090109 0001127602-09-000952.hdr.sgml : 20090109 20090109132815 ACCESSION NUMBER: 0001127602-09-000952 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090107 FILED AS OF DATE: 20090109 DATE AS OF CHANGE: 20090109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindell Jody S CENTRAL INDEX KEY: 0001356151 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 09517931 BUSINESS ADDRESS: BUSINESS PHONE: 415-346-4453 MAIL ADDRESS: STREET 1: 2536 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: 6140 STONERIDGE MALL ROAD STREET 2: SUITE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-01-07 0000711404 COOPER COMPANIES INC COO 0001356151 Lindell Jody S 6140 STONERIDGE MALL ROAD SUITE 590 PLEASANTON CA 94588 1 Common Stock 2009-01-07 5 G 0 E 5267 0 D 2500 D Common Stock 2009-01-07 5 G 0 E 5267 0 A 5267 I Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Stock Options (Right to Buy) 55.33 2009-01-07 5 G 0 E 11667 0 D 2016-03-20 Common Stock 11667 0 D Stock Options (Right to Buy) 55.33 2009-01-07 5 G 0 E 11667 0 A 2016-03-20 Common Stock 11667 11667 I Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Stock Options (Right to Buy) 57.87 2009-01-07 5 G 0 E 17500 0 D 2016-10-31 Common Stock 17500 0 D Stock Options (Right to Buy) 57.87 2009-01-07 5 G 0 E 17500 0 A 2016-10-31 Common Stock 17500 17500 I Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Stock Options (Right to Buy) 42.49 2009-01-07 5 G 0 E 10000 0 D 2017-10-31 Common Stock 10000 0 D Stock Options (Right to Buy) 42.49 2009-01-07 5 G 0 E 10000 0 A 2017-10-31 Common Stock 10000 10000 I Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Non-employee Director Stock Option (Right to Buy) 17.09 2009-01-07 5 G 0 E 10000 0 D 2018-11-02 Common Stock 10000 0 D Non-employee Director Stock Option (Right to Buy) 17.09 2009-01-07 5 G 0 E 10000 0 A 2018-11-02 Common Stock 10000 10000 I Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Non-employee Director Stock Option (Right to Buy) 13.08 2009-01-07 5 G 0 E 10000 0 D 2009-12-11 2018-12-10 Common Stock 10000 0 D Non-employee Director Stock Option (Right to Buy) 13.08 2009-01-07 5 G 0 E 10000 0 A 2009-12-11 2018-12-10 Common Stock 10000 10000 I Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated Vests when average of closing prices during any 30 consecutive trading days after the date of grant reaches $60.86. Vests when the average of the closing prices during any 30 consecutive trading days after the date of grant reaches $63.66 or on November 1, 2011, which ever is earliest. Vests when the average of the closing prices during any 30 consecutive trading days after the date of grant reaches $46.73 or on November 1, 2012, which ever is earliest. NED Grant Date 11/3/08 Date Exer.: Vests when the average of the closing prices during any 30 consecutive trading days after the date of grant reaches $18.80 or on November 3, 2013, which ever is earliest. The transfer of all of the above holdings was made pursuant to a Transfer Agreement dated January 7, 2009 which authorizes Ms. Lindell to transfer said holdings into a Trust for which she has a controlling interest. /s/ Jody S. Lindell 2009-01-09 -----END PRIVACY-ENHANCED MESSAGE-----