-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P50xYBQXcSBNSiu9fax/WL2ejKgkww2gyOB36Wj9VIfm44l5hmnv8beVof343X9h CZ0n2iSEVaXcYFAJiMLXpw== 0000711404-03-000076.txt : 20030923 0000711404-03-000076.hdr.sgml : 20030923 20030923175634 ACCESSION NUMBER: 0000711404-03-000076 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030917 FILED AS OF DATE: 20030923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTIN B NORRIS CENTRAL INDEX KEY: 0001182042 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 03906710 MAIL ADDRESS: STREET 1: 21062 BAKE PARKWAY 200 CITY: LAKE FOREST STATE: CA ZIP: 92630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 4/A 1 doc4a.xml PRIMARY DOCUMENT X0201 4/A 2003-09-17 2003-09-17 0 0000711404 COOPER COMPANIES INC COO 0001182042 BATTIN B NORRIS 21062 BAKE PARKWAY 200 LAKE FOREST CA 92630 0 0 0 1 VP, Investor Relations Common Stock 2003-09-16 2003-09-17 4 M 0 8000 25.18 A 9000 D Common Stock 2003-09-16 2003-09-17 4 S 0 8000 42.10 D 1000 D Common Stock 2003-09-16 2003-09-17 4 M 0 8000 26.75 A 9000 D Common Stock 2003-09-16 2003-09-17 4 S 0 8000 42.10 D 1000 D Common Stock 2003-09-16 2003-09-17 4 M 0 5000 7.25 A 6000 D Common Stock 2003-09-16 2003-09-17 4 S 0 5000 42.10 D 1000 D Common Stock 2003-09-16 2003-09-17 4 M 0 7000 17.55 A 8000 D Common Stock 2003-09-16 2003-09-17 4 S 0 7000 42.10 D 1000 D Common Stock 2003-09-16 2003-09-17 4 M 0 8000 11.72 A 9000 D Common Stock 2003-09-16 2003-09-17 4 S 0 8000 42.10 D 1000 D Common Stock 2003-09-16 2003-09-17 4 M 0 8000 13.78 A 9000 D Common Stock 2003-09-16 2003-09-17 4 S 0 8000 42.10 D 1000 D Common Stock 2003-09-16 2003-09-17 4 M 0 8000 17.55 A 9000 D Common Stock 2003-09-16 2003-09-17 4 S 0 8000 42.10 D 1000 D Common Stock 16332 I By Trust Employee Stock Option (Right to Buy) 7 2003-09-16 2003-09-17 4 M 0 5000 0 D 2006-10-27 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 18 2003-09-16 2003-09-17 4 M 0 7000 0 D 2007-10-28 Common Stock 7000 7000 D Employee Stock Option (Right to Buy) 12 2003-09-16 2003-09-17 4 M 0 8000 0 D 2008-10-26 Common Stock 8000 8000 D Employee Stock Option (Right to Buy) 14 2003-09-16 2003-09-17 4 M 0 8000 0 D 2009-10-25 Common Stock 8000 8000 D Employee Stock Option (Right to Buy) 18 2003-09-16 2003-09-17 4 M 0 8000 0 D 2010-10-23 Common Stock 8000 8000 D Employee Stock Option (Right to Buy) 25 2003-09-16 2003-09-17 4 M 0 8000 0 D 2011-10-23 Common Stock 8000 8000 D Employee Stock Option (Right to Buy) 27 2003-09-16 2003-09-17 4 M 0 8000 0 D 2012-10-29 Common Stock 8000 8000 D Adjusted to reflect the two-for-one stock split effected in the form of a stock dividend on November 22, 2002 All shares granted under this option are currently exercisable. All shares granted under this option are currently exercisable. All shares granted under this option are currently exercisable. Exercisable when avg closing prices of common stk of Co. during 30 cons cal days after date of grant reaches $21.06 Exercisable when avg closing prices of common stk of Co. during 30 cons cal days after date of grant reaches 30.21 Vests when avg closing prices during 30 cons days reaches 29.43; 50% exercisable, 50% exercisable 2 yrs later B. Norris Battin 2003-09-23 -----END PRIVACY-ENHANCED MESSAGE-----