-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RfqQvZrwNdfglJ7IAFfaPQJyTygNmsRHFHfSV1R7uDHOlfmB+A/kOYj+4BQW7hHt KX/ZFNA7csngTfn9sOrJyw== 0000711404-03-000012.txt : 20030410 0000711404-03-000012.hdr.sgml : 20030410 20030410111339 ACCESSION NUMBER: 0000711404-03-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030409 FILED AS OF DATE: 20030410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COOPER COMPANIES INC CENTRAL INDEX KEY: 0000711404 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 942657368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08597 FILM NUMBER: 03644905 BUSINESS ADDRESS: STREET 1: 6140 STONERIDGE MALL RD STREET 2: STE 590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 FORMER COMPANY: FORMER CONFORMED NAME: COOPERVISION INC DATE OF NAME CHANGE: 19870701 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RUBENSTEIN ALLAN E CENTRAL INDEX KEY: 0001182773 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O COOPER COMPANIES STREET 2: 6140 STONERIDGE MALL RD #590 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9254603600 MAIL ADDRESS: STREET 1: C/O COOPER COMPANIES STREET 2: 6140 STONERIDGE MALL RD #590 CITY: PLEASANATION STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: RUBERSTEIN ALLAN E DATE OF NAME CHANGE: 20020826 4 1 edgar.txt FORM 4 - 04-09-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Allan E. Rubenstein, M.D. 15 West 81st Street, #4-G NY, New York 10024 2. Issuer Name and Ticker or Trading Symbol The Cooper Companies, Inc. (COO) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 4/9/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | | | | | A/| | Owned Following |Indir | | |Date | Date |Code|V| Amount | D | Price | Reported Trans(s)|ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |4/9/ 2| |M | |2000 |A |26.23 1 | |D | | |003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |4/9/ 2| |S | |1000 |D |30.20 | |D | | |003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |4/9/ 2| |S | |1000 |D |30.00 |384 1 |D | | |003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-| | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive | | | | | A/|Exer-|ation| Title and Number | |Owned Follow|ire| | |Secu- |(Month/|(Month| | | | D |cisa-|Date | of Shares | |ing Reported|ct | | |rity |Day/ |/Day/ |Code|V| Amount | |ble | | | |Trans- |(I)| | | |Year) |Year) | | | | | | | | |action(s) | | | ___________________________________________________________________________________________________________________________________| Non-Employee |26.23 1 |4/9/ 20| |M | |2000 |D | |11/1/|Common Stock|2000 | |30500 1 |D | | Director Stoc| |03 | | | | | | |12 | | | | | | | k Option (Rig| | | | | | | | | | | | | | | | ht to Buy) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Adjusted to reflect the two-for-one stock split effected in the form of a stock dividend on November 22, 2002 SIGNATURE OF REPORTING PERSON Allan E. Rubenstein, M.D. Allan E. Rubenstein, M.D. -----END PRIVACY-ENHANCED MESSAGE-----