-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SDf4SZ4yKnM4YpVJrFdOols7tAuyMDcONphBXdtpCOFGGeWRzObeHyqmSYnl4cIp RtOYezU1MCWPazlJBLs/uQ== 0000711322-05-000009.txt : 20051017 0000711322-05-000009.hdr.sgml : 20051017 20051017093742 ACCESSION NUMBER: 0000711322-05-000009 CONFORMED SUBMISSION TYPE: N-PX/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20051017 DATE AS OF CHANGE: 20051017 EFFECTIVENESS DATE: 20051017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENSPRING FUND INC CENTRAL INDEX KEY: 0000711322 IRS NUMBER: 521267740 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03627 FILM NUMBER: 051140147 BUSINESS ADDRESS: STREET 1: 2330 WEST JOPPA ROAD SUITE 110 CITY: LUTHERVILLE STATE: MD ZIP: 21093 BUSINESS PHONE: 4108235353 MAIL ADDRESS: STREET 1: 2330 WEST JOPPA ROAD SUITE 110 CITY: LUTHERVILLE STATE: MD ZIP: 21093 N-PX/A 1 proxyvoting2005.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-3627 Greenspring Fund, Incorporated (Exact Name of Registrant as Specified in Charter) 2330 West Joppa Road, Suite 110 Lutherville, Maryland 21093-4641 (Address of Principal Executive Offices)(Zip Code) Registrant's Telephone Number, including Area Code: (410)823-5353 Mr. Charles vK. Carlson, President 2330 West Joppa Road, Suite 110 Lutherville, Maryland 21093-4641 (Name and address of Agent for Service) Date of fiscal year end: December 31, 2005 Date of reporting period: June 30, 2005 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. 3507. Item 1. Proxy Voting Record MEETING FOR/AGAINST FOR/AGAINST ISSUER TICKER CUSIP DATE MATTER VOTED ON PROPOSED BY VOTE CAST ABSTAIN MANAGEMENT ------ ------ ----- ---- --------------- ----------- --------- ------ --------- Suntrust Banks STI 867914103 09/15/04 1) Approve issuance STI stock Management 09/10/04 FOR FOR to Commerce Fincl Corp in the merger dated as of 5/7/04. 2) Adjourn/postpone STI spec. Management 09/10/04 FOR FOR meeting, if necessary Celadon Group CLDN 150838100 09/19/04 1) Election of Directors Management 11/18/04 FOR FOR Emerson Electric EMR 291011104 02/01/05 1) Election of Directors Management 01/31/05 FOR FOR 2) Approve restricted stk pln Management 01/31/05 FOR FOR 3) Reapprove performance Management 01/31/05 FOR FOR Measure stock plan 4) Ratify KPMG as IA Management 01/31/05 FOR FOR 5) Proposal on sexual Management 01/31/05 FOR FOR orientation United National UNGL 91103x102 01/24/05 1) Approve issuance of CL A Management 01/20/05 FOR FOR shrs pursuant to merger dated 10/14/04 2) Approve name change Management 01/20/05 FOR FOR 3) Approve res. to amend Management 01/20/05 FOR FOR Articles 135 & 136 4A)Approve Amendment to Par 19 Wind River Management 01/20/05 FOR FOR Insurance Co. 4B)Approve amendments to Management 01/20/05 FOR FOR bylaws 135 & 136, Wind River Insurance Co 4C)Approve amendments to Management 01/20/05 FOR FOR bylaws 135 & 136, Wind river Services 5) To adjourn/postphone EGM, Management 01/20/05 FOR FOR if nec., to solicit additional proxies if ther are not suff votes for Management 01/20/05 FOR FOR proposals 1,2,3,4A,4B,4C. Griffon Corp GFF 398433102 02/16/05 1) Election of Directors Management 02/14/05 FOR FOR John Hancock BTO 409735107 03/02/05 1) Election of Directors Management 03/01/05 FOR FOR Bank & Thrift Opportunity Fund Urstadt Biddle UBA 917286205 03/09/05 1) Election of Directors Management 03/07/05 FOR FOR Properties 2) Ratify Ernst & Young as IA Management 03/07/05 FOR FOR Burlington BR 122014103 04/27/05 1) Election of Directors Management 04/11/05 FOR FOR Resources 2) Ratify PWC as IA Management 04/11/05 FOR FOR Suntrust Banks IncSTI 867914103 04/19/05 1) Election of Directors Management 04/11/05 FOR FOR 2) Ratify PWC as IA Management 04/11/05 FOR FOR 3) Appr Mgnt Incentive Plan Management 04/11/05 FOR FOR 4) Appr Performance Unit Plan Management 04/11/05 FOR FOR Washington Mutual WM 939322103 04/19/05 1) Election of Directors Management 04/11/05 FOR FOR 2) Ratify Deloitte & Touche IAManagement 04/11/05 FOR FOR Pentair Inc. PNR 709631105 04/29/05 1) Election of Directors Management 04/27/05 FOR FOR 2) Ratify Deloitte & Touche IAManagement 04/27/05 FOR FOR Imation Corp IMN 45245A10 05/04/05 1) Election of Directors Management 05/03/05 FOR FOR 2) Ratify Deloitte & Touche IAManagement 05/03/05 FOR FOR 3) Appr Stock Incentive Plan Management 05/03/05 FOR FOR SCS TransportationSCST 81111t102 04/20/05 1) Election of Directors Management 04/11/05 FOR FOR 2) Ratify KPMG IA Management 04/11/05 FOR FOR Energen EGN 29265n108 04/27/05 1) Election of Directors Management 04/25/05 FOR FOR 2) Amend Cert. of Inc. to Management 04/25/05 FOR FOR increase auth shs of common stock EOG Resources EOG 26875p101 05/03/05 1) Election of Directors Management 04/26/05 FOR FOR 2) Ratify Deloitte & Touche IA Management 04/26/05 FOR FOR 3) Increase number authorized Management 04/26/05 FOR FOR shares of common stock Brush Engineered BW 117421107 05/03/05 1) Election of Directors Management 04/05/05 FOR FOR 2) Other Matters Management 04/05/05 FOR FOR PPL Corporation PPL 69351t106 04/22/05 1) Election of Directors Management 04/20/05 FOR FOR 2) Ratify PWC as IA Management 04/20/05 FOR FOR Michael Baker BKR 057149106 04/21/05 1) Election of Directors Management 04/07/05 FOR FOR CIT Financial CIT 125581108 05/11/05 1) Election of Directors Management 05/09/05 FOR FOR 2) Ratify PWC as IA Management 05/09/05 FOR FOR 3) Other business Management 05/09/05 FOR FOR Nisource Inc NI 65473p105 05/10/05 1) Election of Directors Management 05/04/05 FOR FOR 2) Ratify Deloitte & Touche IA Management 05/04/05 FOR FOR 3) Long-term incentive plan Management 05/04/05 Against Against 4) Appr/Amend ESOP Management 05/04/05 FOR FOR 5) Elect directors annually Shareholder 05/04/05 FOR Against 6) Elect dir. by majority vote Shareholder 05/04/05 Against FOR Tredegar TG 894650100 04/28/05 1) Election of Directors Management 04/26/05 Withhold 02 Against 2) Ratify PWC as IA Management 04/26/05 FOR FOR Suncor Energy SU 867229106 04/28/05 1) Election of Directors Management 04/26/05 FOR FOR 2) Ratify PWC as IA Management 04/26/05 FOR FOR 3) Shareholder rights plan Management 04/26/05 FOR FOR FTI Consulting FCN 302941109 05/18/05 1) Election of Directors Management 05/17/05 FOR FOR 2) Increase authorized shs Management 05/17/05 FOR FOR 3) Ratify Ernst & Young as IA Management 05/17/05 FOR FOR First Potomac FPO 33610f109 05/20/05 1) Election of Directors Management 05/19/05 FOR FOR Realty Trust 2) Increase common shares Management 05/19/05 FOR FOR Partnerre Ltd PRE g6852t105 05/10/05 1) Election of Directors Management 05/09/05 Against Against 2) Appr. emp equity plan Management 05/09/05 Against Against 3) Increase authorized shares Management 05/09/05 FOR FOR 4) Ratify Deloitte & Touche IA Management 05/09/05 FOR FOR 5) Other matters Management 05/09/05 FOR FOR Wabash National WNC 929566107 05/12/05 1) Election of Directors Management 05/09/05 FOR FOR NABI Biopharm. NABI 629519109 05/13/05 1) Election of Directors Management 05/12/05 FOR FOR United American INDM 90933t109 05/04/05 1) Elect of Dirirectors INDM Management 04/25/05 FOR FOR Indemnity LTD. 2) Shareholder incentive plan Management 04/25/05 Against Against 3) Incentive award program Management 04/25/05 FOR FOR 4) Integration bonus plan Management 04/25/05 FOR FOR 5) Rat as I.A. Management 04/25/05 FOR FOR 6)A1. Dir Wind River Ins. Bar. Management 04/25/05 FOR FOR A2. Appoint PWC as I.A. Management 04/25/05 FOR FOR 6)B1. Dir Wind River Ins. LTD. Management 04/25/05 FOR FOR B2. Appoint PWC as I.A. Management 04/25/05 FOR FOR 6)C1. Dir Wind River Services Management 04/25/05 FOR FOR C2. Appoint PWC as I.A. Management 04/25/05 FOR FOR KMG America KMA 482563103 05/18/05 1) Election of Directors Management 05/17/05 FOR FOR W.R. Berkley BER 084423102 05/10/05 1) Election of Directors Management 05/09/05 FOR FOR 2) Appoint KPMG LLP as I.A. Management 05/09/05 FOR FOR Provident PBKS 743859100 05/18/05 1) Election of Directors Management 05/17/05 FOR FOR Bankshares 2) Appoint KPMG LLP as I.A. Management 05/17/05 FOR FOR Gladstone Commercial GLAD 376536108 05/25/05 1) Election of Directors Management 05/24/05 FOR FOR Rush Enterprises RUSHA 781846209 05/25/05 1) Directors Management 05/24/05 FOR FOR 2) Appoint Ernst & Young I.A. Management 05/24/05 FOR FOR 3) other business Management 05/24/05 FOR FOR USI Holdings USIH 90333h101 05/25/05 1) Election of Directors Management 05/24/05 FOR FOR 2) Amend Cert. of Incorp. Management 05/24/05 FOR FOR Emcor Group EME 29084q100 06/16/05 1) Election Of directors Management 06/15/05 FOR FOR 2) Mgmt stk incentive plan Management 06/15/05 FOR FOR 3) Stock plan for directors Management 06/15/05 FOR FOR 4) Appoint Ernst & Young I.A. Management 06/15/05 FOR FOR Assurant, Inc. AIZ 04621x108 06/02/05 1) Election of Directors Management 05/26/05 FOR FOR 2) Appoint PWC as I.A. Management 05/26/05 FOR FOR Graftech Intl. GTI 384313102 05/25/05 1) Election of Directors Management 05/17/05 FOR FOR 2) 2005 Equity incentive plan Management 05/17/05 Against Against Allied Waste AW 019589308 05/20/05 1) Election of Directors Management 05/17/05 FOR FOR 2) Appoint PWC as I.A. Management 05/17/05 FOR FOR Waste Ind. WWIN 941057101 05/25/05 1) Election of Directors Management 05/17/05 FOR FOR 2) Ratify Deloitte & Touche IA Management 05/17/05 FOR FOR 3) Other matters Management 05/17/05 FOR FOR Columbia Bncp CBMD 197227101 05/31/05 1) Election of Directors Management 05/26/05 FOR FOR Radyne Comstream RADN 750611402 06/08/05 1) Election of Directors Management 06/01/05 FOR FOR 2) Other business Management 06/01/05 FOR FOR US Home Systems USHS 90335c100 06/16/05 1) Election of Directors Management 06/06/05 For For 2) Other business Management 06/06/05 FOR FOR
Signatures Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Greenspring Fund, Incorporated By: /s/ Charles vK. Carlson Charles vK. Carlson Chief Executive Officer August 25, 2005 -----END PRIVACY-ENHANCED MESSAGE-----