0001145549-22-015276.txt : 20220310 0001145549-22-015276.hdr.sgml : 20220310 20220310154009 ACCESSION NUMBER: 0001145549-22-015276 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220310 DATE AS OF CHANGE: 20220310 EFFECTIVENESS DATE: 20220310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOUCHSTONE STRATEGIC TRUST CENTRAL INDEX KEY: 0000711080 IRS NUMBER: 311276717 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-03651 FILM NUMBER: 22728919 BUSINESS ADDRESS: STREET 1: 303 BROADWAY STREET 2: SUITE 1100 CITY: CINCINNATI STATE: OH ZIP: 45202-4203 BUSINESS PHONE: 5133628000 MAIL ADDRESS: STREET 1: 303 BROADWAY STREET 2: SUITE 1100 CITY: CINCINNATI STATE: OH ZIP: 45202-4203 FORMER COMPANY: FORMER CONFORMED NAME: COUNTRYWIDE STRATEGIC TRUST DATE OF NAME CHANGE: 19970303 FORMER COMPANY: FORMER CONFORMED NAME: MIDWEST STRATEGIC TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL INDEPENDENCE TRUST DATE OF NAME CHANGE: 19900604 0000711080 S000035678 Touchstone Anti-Benchmark US Core Equity Fund C000109234 A TDEAX C000109235 C TDECX C000109236 Institutional TDELX C000109237 Y TDEYX 0000711080 S000035688 Touchstone Dynamic Allocation Fund C000109274 A TSMAX C000109275 C TSMCX C000109277 Y TSMYX 0000711080 S000071202 Touchstone Sands Capital International Growth Fund C000225994 Institutional Class TCDIX C000225995 Class R6 TCDRX C000225996 Class Y TCDYX N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0000711080 XXXXXXXX false false false N-1A S000035678 true S000035688 true S000071202 true Touchstone Strategic Trust 811-03651 0000711080 5493006Z577I3GNQF624 303 Broadway, Suite 1100 Cincinnati 45202-4203 US-OH US 8006388194 The Bank of New York Mellon 4400 Computer Drive Westborough 01581 18004419800 Records related to Fund Accounting, Transfer Agent, and Administration Brown Brothers Harriman & Co. 50 Post Office Square Boston 02110 6177721818 Records related to Custodial Services N N N-1A 19 N Jill T. McGruder 001221720 Y William C. Gale N/A N Susan J. Hickenlooper N/A N Kevin A. Robie N/A N Karen Carnahan N/A N William H. Zimmer III N/A N Susan M. King 001917282 N E. Blake Moore, Jr. 002406234 Y Timothy S. Stearns 001327230 303 Broadway, Suite 1100 Cincinnati 45202 XXXXXX N N N N N Touchstone Securities, Inc. 008-14052 000001526 N/A Y N Ernst & Young LLP 00042 254900H1VLSDPE6LJK37 N N N N N N N Touchstone Anti-Benchmark US Core Equity Fund S000035678 549300JIQTO66WYL1D61 N 4 0 0 N/A N N Y N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Revenue sharing split 130443.000000000000 414.000000000000 N/A Y Y Y N Touchstone Advisors, Inc. 801-45963 000107028 549300I4UYUUNHSYOB43 N TOBAM S.A.S 801-72248 000157107 969500QH54F8VCVPRW15 N FR N BNY Mellon Investment Servicing (U.S.) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N IHS Markit Group Holdings Limited 2138005LTLTVZ4WMEX25 N PricingDirect, Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (U.S.) Inc. 549300CFZQLI9QMJ1Z03 N N N Touchstone Advisors, Inc. 549300I4UYUUNHSYOB43 Y N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y N Touchstone Securities, Inc. 008-14052 000001526 N/A 63.000000000000 W&S Brokerage Services, Inc. 008-24674 000008099 N/A 0.000000000000 UBS Securities LLC 8-22651-1 000007654 T6FIZBDPKLYJKFCRVK44 5381.670000000000 Morgan Stanley & Co. LLC 8-15869-1 000008209 9R7GPTSO7KV3UQJZQ078 3768.520000000000 BOFA Securities, Inc. 8-69787-1 000283942 549300HN4UKV1E2R3U73 3612.000000000000 Barclays Capital Inc. 8-41342-1 000019714 AC28XWWI3WIBK2824319 1573.160000000000 J.P. Morgan Securities LLC 8-35008-1 000000079 ZBUT11V806EZRVTWT807 1562.760000000000 15898.110000000000 0.000000000000 N 50413911.000000000000 N N N N Touchstone Dynamic Allocation Fund S000035688 549300C0NH5F1WGSOD95 N 3 0 0 Fund of Funds N N Y N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Revenue sharing split 3772627.000000000000 20919.000000000000 N/A Y Y Y N Touchstone Advisors, Inc. 801-45963 000107028 549300I4UYUUNHSYOB43 N Wilshire Advisors LLC 801-36233 000006210 5493006KQ33M42BQX139 N N BNY Mellon Investment Servicing (U.S.) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N IHS Markit Group Holdings Limited 2138005LTLTVZ4WMEX25 N PricingDirect, Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (U.S.) Inc. 549300CFZQLI9QMJ1Z03 N N N Touchstone Advisors, Inc. 549300I4UYUUNHSYOB43 Y N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y N Touchstone Securities, Inc. 008-14052 000001526 N/A 3615.000000000000 W&S Brokerage Services, Inc. 008-24674 000008099 N/A 6209.000000000000 Morgan Stanley & Co. LLC 8-15869-1 000008209 9R7GPTSO7KV3UQJZQ078 819.270000000000 819.270000000000 Touchstone Value Fund N/A N/A 54930065FWL7KS74KE44 5771658.670000000000 Touchstone Sands Capital Emerging Markets Growth Fund N/A N/A 549300ONESCM89N48243 4217310.230000000000 Touchstone Impact Bond Fund N/A N/A 549300YTWIW8QUNO6075 3779856.850000000000 Touchstone Credit Opportunities Fund N/A N/A 549300WY3XESW147Q524 3351970.040000000000 Touchstone Ultra Short Duration Fixed Income Fund N/A N/A 549300FC3SP4PGHFK109 3241450.210000000000 Touchstone Growth Opportunities Fund N/A N/A 549300MUDEN4S0F1QO97 3226457.130000000000 Touchstone Anti-Benchmark International Core Equity Fund N/A N/A 549300D8NF1IJISZRU13 2951522.340000000000 Touchstone High Yield Fund N/A N/A 5493004MVKU9ZM4YVY50 2934091.720000000000 Touchstone Sands Capital Select Growth Fund N/A N/A 549300GUTYSVTZ61EH50 2524167.070000000000 Touchstone International Growth Fund N/A N/A 5493003BZ4CG88JNVH14 1859025.800000000000 34832817.350000000000 N 88584278.000000000000 N N N N Touchstone Sands Capital International Growth Fund S000071202 549300I1RJRTFRBKBW41 Y 3 3 0 N/A Y N Y N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Revenue sharing split 0.000000000000 0.000000000000 N/A Y Y Y N Touchstone Advisors, Inc. 801-45963 000107028 549300I4UYUUNHSYOB43 2021-03-08 Sands Capital Management, LLC 801-64820 000137610 549300EZ3H51OQNSS023 N BNY Mellon Investment Servicing (U.S.) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N Y Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N IHS Markit Group Holdings Limited 2138005LTLTVZ4WMEX25 N PricingDirect, Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N Y Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK 96950023SCR9X9F3L662 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association E57ODZWZ7FF32TWEFA76 N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank-Maghreb S.A. 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HongKong And Shanghai Banking Corporation Limited -The- 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank PLC MP6I5ZYZBEU3UXPYFY54 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC France F0HUI1NY1AZMJMD8LP67 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank Abp 529900ODI3047E2LIV03 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC Investor Services Trust 5493002MUOV04NSPT571 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Societe Generale Securities Services S.p.A. 549300SAMQW7TYZ1TR74 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank RILFO74KP1CM8P6PCT96 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y BNY Mellon Investment Servicing (U.S.) Inc. 549300CFZQLI9QMJ1Z03 N N Y Touchstone Advisors, Inc. 549300I4UYUUNHSYOB43 Y N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y Y Touchstone Securities, Inc. 008-14052 000001526 N/A 0.000000000000 W&S Brokerage Services, Inc. 008-24674 000008099 N/A 0.000000000000 UBS Securities LLC 8-22651-1 000007654 T6FIZBDPKLYJKFCRVK44 11792.760000000000 Credit Suisse Securities (USA) LLC 8-00422-1 000000816 1V8Y6QCX6YMJ2OELII46 10039.780000000000 Barclays Capital Inc. 8-41342-1 000019714 AC28XWWI3WIBK2824319 7046.460000000000 Morgan Stanley & Co. LLC 8-15869-1 000008209 9R7GPTSO7KV3UQJZQ078 3409.360000000000 CF Global Trading, LLC 8-52725-1 000104245 549300Y08TJ4I4APO417 2547.630000000000 Sanford C. Bernstein & Co., LLC 8-52942-1 000104474 549300I7JYZHT7D5CO04 2248.290000000000 Goldman Sachs & Co. LLC 8-00129-1 000000361 FOR8UP27PHTHYVLBNG30 1344.850000000000 Peel Hunt Inc. 8-68845-1 000157321 549300GM5MYK4SWM4B33 GB 866.820000000000 BOFA Securities, Inc. 8-69787-1 000283942 549300HN4UKV1E2R3U73 584.970000000000 Jefferies LLC 8-15074-1 000002347 58PU97L1C0WSRCWADL48 523.210000000000 41037.020000000000 0.000000000000 Y 44028310.000000000000 N N N N true true EXEMPT ORDER INFO 2 exemptiveorder123121.htm EXEMPTIVE ORDER INFORMATION Document

Annual CCO Certification Pursuant to Form N-CEN(1)

In regard to the interfund lending program, I certify that the Companies and Touchstone Advisors have established procedures reasonably designed to achieve compliance with the terms and conditions of the exemptive order issued by the U.S. Securities and Exchange Commission, which are designed to achieve the following objectives: (a) that the Interfund Loan Rate will be higher than the Repo Rate, but lower than the Bank Loan Rate and, if applicable, the yield of the money market funds; (b) compliance with the collateral requirements as set forth in the Application; (c) compliance with the percentage limitations on interfund borrowing and lending; (d) allocation of interfund borrowing and lending demand in an equitable manner and in accordance with procedures established by the Board of each Fund; and (e) that the Interfund Loan Rate does not exceed the interest rate on any third-party borrowings of a borrowing Fund at the time of the Interfund Loan.


/s/Timothy S. Stearns

Chief Compliance Officer
Touchstone Family of Funds

February 21, 2022


(1) Certain capitalized terms used in this certification have the meanings given to them in the Companies’ and Touchstone Advisors’ joint exemptive application filed with the U.S. Securities and Exchange Commission on February 11, 2016, as amended on July 11, 2016 and January 26, 2017.

INTERNAL CONTROL RPT 3 tstinternalctrl123121.htm INTERNAL CONTROL REPORT Document

Report of Independent Registered Public Accounting Firm

To the Shareholders of Touchstone Anti-Benchmark® US Core Equity Fund, Touchstone Dynamic Global Allocation Fund and Touchstone Sands Capital International Growth Fund and Board of Trustees of Touchstone Strategic Trust

In planning and performing our audits of the financial statements of Touchstone Anti-Benchmark® US Core Equity Fund, Touchstone Dynamic Global Allocation Fund and Touchstone Sands Capital International Growth Fund (three of the funds constituting Touchstone Strategic Trust (the Trust)) as of and for the year ended December 31, 2021, in accordance with the standards of the Public Company Accounting Oversight Board (United States (PCAOB), we considered the Trust’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Trust’s internal control over financial reporting. Accordingly, we express no such opinion.

The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Trust’s annual or interim financial statements will not be prevented or detected on a timely basis.
Our consideration of the Trust’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Trust’s internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of December 31, 2021.
This report is intended solely for the information and use of management and the Board of Trustees of Touchstone Strategic Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
/s/ Ernst & Young LLP

Cincinnati, Ohio
February 21, 2022