0001144204-13-057743.txt : 20131030 0001144204-13-057743.hdr.sgml : 20131030 20131030171514 ACCESSION NUMBER: 0001144204-13-057743 CONFORMED SUBMISSION TYPE: N-PX/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20131030 DATE AS OF CHANGE: 20131030 EFFECTIVENESS DATE: 20131030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOUCHSTONE STRATEGIC TRUST CENTRAL INDEX KEY: 0000711080 IRS NUMBER: 311276717 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-PX/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03651 FILM NUMBER: 131180109 BUSINESS ADDRESS: STREET 1: 303 BROADWAY STREET 2: SUITE 1100 CITY: CINCINNATI STATE: OH ZIP: 45202-4203 BUSINESS PHONE: 5133628000 MAIL ADDRESS: STREET 1: 303 BROADWAY STREET 2: SUITE 1100 CITY: CINCINNATI STATE: OH ZIP: 45202-4203 FORMER COMPANY: FORMER CONFORMED NAME: COUNTRYWIDE STRATEGIC TRUST DATE OF NAME CHANGE: 19970303 FORMER COMPANY: FORMER CONFORMED NAME: MIDWEST STRATEGIC TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL INDEPENDENCE TRUST DATE OF NAME CHANGE: 19900604 0000711080 S000035678 Touchstone Dynamic Equity Fund C000109234 A TDEAX C000109235 C TDECX C000109236 Institutional TDELX C000109237 Y TDEYX 0000711080 S000035679 Touchstone International Small Cap Fund C000109238 A TNSAX C000109239 C TNSCX C000109240 Institutional TNSIX C000109241 Y TNSYX 0000711080 S000035680 Touchstone Capital Growth Fund C000109242 A TSCGX C000109243 C TCFCX C000109244 Institutional TCGNX C000109245 Y TCGYX 0000711080 S000035681 Touchstone Mid Cap Value Opportunities Fund C000109246 A TMOAX C000109247 C TMOCX C000109248 Institutional TMOIX C000109249 Y TMOYX 0000711080 S000035682 Touchstone Small Cap Value Opportunities Fund C000109250 A TSOAX C000109251 C TSOCX C000109252 Institutional TSOIX C000109253 Y TSOYX 0000711080 S000035683 Touchstone Focused Fund C000109254 A TFOAX C000109255 C TFFCX C000109256 Institutional TFFIX C000109257 Y TFFYX 0000711080 S000035686 Touchstone Conservative Allocation Fund C000109266 A TSAAX C000109267 C TSACX C000109268 Institutional TVAIX C000109269 Y TSAYX 0000711080 S000035687 Touchstone Balanced Allocation Fund C000109270 A TBAAX C000109271 C TBACX C000109272 Institutional TBAIX C000109273 Y TBAYX 0000711080 S000035688 Touchstone Moderate Growth Allocation Fund C000109274 A TSMAX C000109275 C TSMCX C000109276 Institutional TSMIX C000109277 Y TSMYX 0000711080 S000035689 Touchstone Growth Allocation Fund C000109278 A TGQAX C000109279 C TGQCX C000109280 Institutional TGQIX C000109281 Y TGQYX 0000711080 S000035691 Touchstone Value Fund C000109286 A TVLAX C000109287 C TVLCX C000109288 Institutional TVLIX C000109289 Y TVLYX 0000711080 S000038007 Touchstone Small Company Value Fund C000117272 Class A FTVAX C000117273 Class C FTVCX C000117274 Class Y FTVIX C000117275 Institutional Class FTVLX 0000711080 S000038008 Touchstone International Value Fund C000117276 Class C FTECX C000117277 Class Y FIEIX C000117278 Institutional Class FIVIX C000117279 Class A FSIEX 0000711080 S000038009 Touchstone Flexible Income Fund C000117280 Class A FFSAX C000117281 Class C FRACX C000117282 Class Y MXIIX C000117283 Institutional Class TFSLX N-PX/A 1 v358640_npxa.txt N-PX/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-03651 Touchstone Strategic Trust (Exact name of registrant as specified in charter) 303 Broadway, Suite 1100 Cincinnati, Ohio 45202-4203 (Address of principal executive offices) (Zip code) Jill T. McGruder 303 Broadway, Suite 1100 Cincinnati, Ohio 45202-4203 (Name and address of agent for service) Registrant's telephone number, including area code: 800-638-8194 Date of fiscal year end: March 31 Date of reporting period: April 12, 2012 - June 30, 2012 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. Proxy Voting Record for Period April 12, 2012 to June 30, 2012 Touchstone Mid Cap Value Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- AEROPOSTALE, INC. Agenda Number: 933629721 -------------------------------------------------------------------------------------------------------------------------- Security: 007865108 Meeting Type: Annual Ticker: ARO Meeting Date: 13-Jun-2012 ISIN: US0078651082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR RONALD R. BEEGLE Mgmt For For ROBERT B. CHAVEZ Mgmt For For MICHAEL J. CUNNINGHAM Mgmt For For EVELYN DILSAVER Mgmt For For JANET E. GROVE Mgmt For For JOHN N. HAUGH Mgmt For For KARIN HIRTLER-GARVEY Mgmt For For JOHN D. HOWARD Mgmt For For THOMAS P. JOHNSON Mgmt For For ARTHUR RUBINFELD Mgmt For For DAVID B. VERMYLEN Mgmt For For 2 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against 3 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE Mgmt For For BOARD OF DIRECTORS, OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2013. -------------------------------------------------------------------------------------------------------------------------- GAMESTOP CORP. Agenda Number: 933631815 -------------------------------------------------------------------------------------------------------------------------- Security: 36467W109 Meeting Type: Annual Ticker: GME Meeting Date: 19-Jun-2012 ISIN: US36467W1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DANIEL A. DEMATTEO Mgmt For For SHANE S. KIM Mgmt For For J. PAUL RAINES Mgmt For For KATHY VRABECK Mgmt For For 2. TO VOTE FOR AND APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. 3. PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2013. -------------------------------------------------------------------------------------------------------------------------- SALIX PHARMACEUTICALS, LTD. Agenda Number: 933626434 -------------------------------------------------------------------------------------------------------------------------- Security: 795435106 Meeting Type: Annual Ticker: SLXP Meeting Date: 14-Jun-2012 ISIN: US7954351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN F. CHAPPELL Mgmt For For THOMAS W. D'ALONZO Mgmt For For WILLIAM P. KEANE Mgmt For For CAROLYN J. LOGAN Mgmt For For MARK A. SIRGO Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. 3. APPROVAL OF THE 2011 EXECUTIVE COMPENSATION. Mgmt For For 4. AMENDMENT TO OUR 2005 STOCK PLAN TO INCREASE THE Mgmt For For NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN BY 3,000,000 TO A TOTAL OF 8,900,000 SHARES. -------------------------------------------------------------------------------------------------------------------------- SANDISK CORPORATION Agenda Number: 933620571 -------------------------------------------------------------------------------------------------------------------------- Security: 80004C101 Meeting Type: Annual Ticker: SNDK Meeting Date: 12-Jun-2012 ISIN: US80004C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt No vote 1B. ELECTION OF DIRECTOR: KEVIN DENUCCIO Mgmt No vote 1C. ELECTION OF DIRECTOR: IRWIN FEDERMAN Mgmt No vote 1D. ELECTION OF DIRECTOR: STEVEN J. GOMO Mgmt No vote 1E. ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN Mgmt No vote 1F. ELECTION OF DIRECTOR: DR. CHENMING HU Mgmt No vote 1G. ELECTION OF DIRECTOR: CATHERINE P. LEGO Mgmt No vote 1H. ELECTION OF DIRECTOR: SANJAY MEHROTRA Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt No vote COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2012. 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Mgmt No vote * Management position unknown Touchstone Small Cap Value Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- COINSTAR, INC. Agenda Number: 933626078 -------------------------------------------------------------------------------------------------------------------------- Security: 19259P300 Meeting Type: Annual Ticker: CSTR Meeting Date: 07-Jun-2012 ISIN: US19259P3001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PAUL D. DAVIS Mgmt For For 1B. ELECTION OF DIRECTOR: NELSON C. CHAN Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE Mgmt For For COMPANY'S NAMED EXECUTIVE OFFICERS. 3. RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- DXP ENTERPRISES, INC. Agenda Number: 933630902 -------------------------------------------------------------------------------------------------------------------------- Security: 233377407 Meeting Type: Annual Ticker: DXPE Meeting Date: 20-Jun-2012 ISIN: US2333774071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR DAVID R. LITTLE Mgmt For For CLETUS DAVIS Mgmt For For TIMOTHY P. HALTER Mgmt For For KENNETH H. MILLER Mgmt For For 2 APPROVE, AS NON-BINDING ADVISORY VOTE, THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS 3 APPROVE AMENDMENT TO THE COMPANY'S 2005 RESTRICTED Mgmt For For STOCK PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 200,000 SHARES -------------------------------------------------------------------------------------------------------------------------- FIRST CASH FINANCIAL SERVICES, INC. Agenda Number: 933627753 -------------------------------------------------------------------------------------------------------------------------- Security: 31942D107 Meeting Type: Annual Ticker: FCFS Meeting Date: 12-Jun-2012 ISIN: US31942D1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. RICK L. WESSEL Mgmt For For 2. RATIFICATION OF THE SELECTION OF HEIN & ASSOCIATES LLP Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2012. 3. APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF Mgmt For For NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- G-III APPAREL GROUP, LTD. Agenda Number: 933633198 -------------------------------------------------------------------------------------------------------------------------- Security: 36237H101 Meeting Type: Annual Ticker: GIII Meeting Date: 05-Jun-2012 ISIN: US36237H1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORRIS GOLDFARB Mgmt For For SAMMY AARON Mgmt For For THOMAS J. BROSIG Mgmt For For ALAN FELLER Mgmt For For JEFFREY GOLDFARB Mgmt For For CARL KATZ Mgmt For For LAURA POMERANTZ Mgmt For For WILLEM VAN BOKHORST Mgmt For For CHERYL L. VITALI Mgmt For For RICHARD WHITE Mgmt For For 2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED Mgmt Against Against EXECUTIVE OFFICERS. 3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP. -------------------------------------------------------------------------------------------------------------------------- MOMENTA PHARMACEUTICALS, INC. Agenda Number: 933624036 -------------------------------------------------------------------------------------------------------------------------- Security: 60877T100 Meeting Type: Annual Ticker: MNTA Meeting Date: 13-Jun-2012 ISIN: US60877T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN K. CLARKE Mgmt No vote JAMES R. SULAT Mgmt No vote CRAIG A. WHEELER Mgmt No vote 2. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE Mgmt No vote COMPANY'S BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. 3. TO VOTE ON A NON-BINDING ADVISORY RESOLUTION ON THE Mgmt No vote COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- THE MEN'S WEARHOUSE, INC. Agenda Number: 933621838 -------------------------------------------------------------------------------------------------------------------------- Security: 587118100 Meeting Type: Annual Ticker: MW Meeting Date: 13-Jun-2012 ISIN: US5871181005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GEORGE ZIMMER Mgmt No vote DAVID H. EDWAB Mgmt No vote DOUGLAS S. EWERT Mgmt No vote RINALDO S. BRUTOCO Mgmt No vote MICHAEL L. RAY, PH.D. Mgmt No vote SHELDON I. STEIN Mgmt No vote DEEPAK CHOPRA, M.D. Mgmt No vote WILLIAM B. SECHREST Mgmt No vote LARRY R. KATZEN Mgmt No vote GRACE NICHOLS Mgmt No vote 2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Mgmt No vote EXECUTIVE COMPENSATION. 3. TO RATIFY THE APPOINTMENT OF THE FIRM OF DELOITTE & Mgmt No vote TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL 2012. * Management position unknown
TST Balanced Allocation Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST Capital Growth Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST Conservative Allocation Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST Dynamic Equity Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST Flexible Income Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST Focused Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST Growth Allocation Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST International Small Cap Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST International Value Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST Moderate Growth Allocation Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST Small Cap Growth Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST Small Company Value Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TST Value Fund -------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant Touchstone Strategic Trust By (Signature and Title)* /s/ Jill T. McGruder ----------------------------------------------- Jill T. McGruder, President (Principal Executive Officer) Date October 30, 2013 ----------------------------------------------- *Print the name and title of each signing officer under his or her signature.