0001495525-14-000033.txt : 20140519 0001495525-14-000033.hdr.sgml : 20140519 20140519172334 ACCESSION NUMBER: 0001495525-14-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140515 FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MICRO CIRCUITS CORP CENTRAL INDEX KEY: 0000711065 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942586591 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 215 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085428694 MAIL ADDRESS: STREET 1: 215 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Major Michael CENTRAL INDEX KEY: 0001434328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23193 FILM NUMBER: 14855616 MAIL ADDRESS: STREET 1: 215 MOFFETT PARK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-05-15 0 0000711065 APPLIED MICRO CIRCUITS CORP AMCC 0001434328 Major Michael 215 MOFFETT PARK DRIVE SUNNYVALE CA 94089 0 1 0 0 VP Human Resources Common Stock 2014-05-15 4 A 0 13602 0 A 147523 D Common Stock 2014-05-15 4 F 0 217 8.55 D 147306 D Common Stock 2014-05-15 4 F 0 836 8.55 D 146470 D Common Stock 2014-05-15 4 F 0 5042 8.55 D 141428 D Common Stock 2014-05-15 4 F 0 282 8.55 D 141146 D Common Stock 2014-05-16 4 A 0 10000 0 A 151146 D Common Stock 2014-05-16 4 S 0 8560 8.4673 D 142586 D This number reflects the gross amount of shares (prior to any withholding by the issuer to satisfy related tax obligations) issued to the reporting person upon settlement of the Executive Short Term Incentive Plan. These shares were withheld by Issuer to satisfy tax obligations related to Restricted Stock Units. The reporting person received a grant of Restricted Stock Units that will vest quarterly over four years. The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The shares sold were these issued to the reporting person upon settlement of the Executive Short Term Incentive Plan. By: L. William Caraccio, Attorney in Fact For: Michael W. Major 2014-05-19