0001495525-13-000033.txt : 20130702 0001495525-13-000033.hdr.sgml : 20130702 20130702162954 ACCESSION NUMBER: 0001495525-13-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130701 FILED AS OF DATE: 20130702 DATE AS OF CHANGE: 20130702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MICRO CIRCUITS CORP CENTRAL INDEX KEY: 0000711065 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942586591 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 215 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085428694 MAIL ADDRESS: STREET 1: 215 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERARDI HECTOR CENTRAL INDEX KEY: 0001246494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23193 FILM NUMBER: 13949048 MAIL ADDRESS: STREET 1: C/O APPLIED MICRO CIRCUITS CORP. STREET 2: 215 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-07-01 0 0000711065 APPLIED MICRO CIRCUITS CORP AMCC 0001246494 BERARDI HECTOR 215 MOFFETT PARK DRIVE SUNNYVALE CA 94089 0 1 0 0 VP Operations Common Stock 2013-07-01 4 M 0 21927 7.67 A 57611 D Common Stock 2013-07-01 4 S 0 21927 8.7471 D 35684 D Common Stock 2013-07-01 4 S 0 7163 8.6239 D 28521 D Non-Qualified Stock Option (right to buy) 7.67 2013-07-01 4 M 0 21927 8.7471 D 2016-08-01 Common Stock 21927 20000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. These shares are represented by a Restricted Stock Unit vesting 26.7% on August 15, 2009, and the balance vesting 1/16 per quarter until fully vested in four years. By: L. William Caraccio, Attorney in Fact For: Hector A Berardi 2013-07-02