-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AaDIrgcN2g73IOazzRtBnQDFG5tQgfBkegcn7M/38gphhnsKrPw4tVNFHG1s6ArA S6KK9FDDqiepixxe+cgpJQ== 0001302421-04-000008.txt : 20040907 0001302421-04-000008.hdr.sgml : 20040906 20040907140042 ACCESSION NUMBER: 0001302421-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040902 FILED AS OF DATE: 20040907 DATE AS OF CHANGE: 20040907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMULLEN ROGER CENTRAL INDEX KEY: 0001184568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23193 FILM NUMBER: 041018441 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MICRO CIRCUITS CORP CENTRAL INDEX KEY: 0000711065 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942586591 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6194509333 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-09-02 0 0000711065 APPLIED MICRO CIRCUITS CORP AMCC 0001184568 SMULLEN ROGER 6290 SEQUENCE DRIVE SAN DIEGO CA 92121 1 0 0 0 Non-Qualified Stock Option (right to buy) 3.29 2004-09-02 4 A 0 22500 0 A 2004-10-02 2014-09-02 Common Stock 22500 22500 D Non-Qualified Stock Option (right to buy) 3.619 2004-09-02 4 A 0 15000 0 A 2004-10-02 2014-09-02 Common Stock 15000 15000 D Option vests in 48 equal monthly installments from the grant date specified in Column 3. The Exercise Price is equal to 110% of the closing price per share of the Company's common stock as reported on The National Nasdaq Market. By: /s/ Jane Borneman For: Roger A Smullen 2004-09-07 -----END PRIVACY-ENHANCED MESSAGE-----