-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TOByrz5lDVFsm7eWU38E3f2jVKRAWCRGtO3nXSggEhNx0BtEtdUOnPIZYdAEbFjS noqOQEdlLRpJcoTHD+BpsQ== 0001185340-03-000002.txt : 20030513 0001185340-03-000002.hdr.sgml : 20030513 20030512191534 ACCESSION NUMBER: 0001185340-03-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKEY DAVID CENTRAL INDEX KEY: 0001184566 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23193 FILM NUMBER: 03693744 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MICRO CIRCUITS CORP CENTRAL INDEX KEY: 0000711065 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942586591 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6194509333 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 5 1 edgardoc.xml PRIMARY DOCUMENT X0101 5 2003-03-31 0 0 0 0000711065 APPLIED MICRO CIRCUITS CORP AMCC 0001184566 RICKEY DAVID 1 1 0 0 COB and CEO Common Stock 2003-01-31 5 J 0 481829 0 A 487200 D Common Stock 2003-01-31 5 J 0 481829 0 D 753738 I by Family Trust Non-Qualified Stock Option (right to buy) 4.27 2002-07-01 5 A 0 360000 0 A 2002-08-01 2012-07-01 Common Stock 360000 360000 D Non-Qualified Stock Option (right to buy) 6.54 2002-05-28 5 A 0 4000000 0 A 2002-05-28 2010-01-19 Common Stock 4000000 4000000 D Non-Qualified Stock Option (right to buy) 6.54 2002-05-28 5 A 0 800000 0 A 2002-05-28 2010-12-21 Common Stock 800000 800000 D Non-Qualified Stock Option (right to buy) 6.54 2002-05-28 5 A 0 400000 0 A 2002-05-28 2011-07-11 Common Stock 400000 400000 D The end of period holdings reflects 481,829 shares of AMCC Common Stock transferred from the David M. Rickey and Jan E. Nielsen family trust to David M. Rickey pursuant to a property settlement agreement. Option vests in 48 monthly installments beginning on July 1, 2002. On November 27, 2001, the reporting person tendered to the issuer, for cancellation, an option granted to the reporting person on January 19, 2000. In exchange, the reporting person received a replacement option on May 28, 2002. The option provides for vesting as to 1/48th per month beginning January 19, 2000. On November 27, 2001, the reporting person tendered to the issuer, for cancellation, an option granted to the reporting person on December 21, 2000. In exchange, the reporting person received a replacement option on May 28, 2002. The option provides for vesting at 1/48 per month beginning on December 21, 2000. On November 27, 2001, the reporting person tendered to the issuer, for cancellation, an option granted to the reporting person on July 11, 2001. In exchange, the reporting person received a replacement option on May 28, 2002. The option provides for vesting at 1/48 per month beginning on July 11, 2001. By: /s/ Jane Borneman For: David M. Rickey 2003-05-09 -----END PRIVACY-ENHANCED MESSAGE-----