-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UpTh+PFUP/CXjrnpODqa59mWXqWaUFe6EVUaCR6iKxNP2wbJTblw0vsgqOifDD9i IrP6/UgvFXn4Kq9EjbkFzA== 0001184552-03-000013.txt : 20030507 0001184552-03-000013.hdr.sgml : 20030507 20030507143719 ACCESSION NUMBER: 0001184552-03-000013 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MICRO CIRCUITS CORP CENTRAL INDEX KEY: 0000711065 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942586591 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6194509333 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINNER GREGORY CENTRAL INDEX KEY: 0001184572 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23193 FILM NUMBER: 03686010 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 5 1 edgardoc.xml PRIMARY DOCUMENT X0101 5 2003-03-31 1 0 0 0000711065 APPLIED MICRO CIRCUITS CORP AMCC 0001184572 WINNER GREGORY 0 1 0 0 Sr VP Engineering Non-Qualified Stock Option (right to buy) 4.04 2002-08-28 5 A 0 150000 0 A 2003-08-28 2012-08-28 Common Stock 150000 150000 D Non-Qualified Stock Option (right to buy) 4.27 2002-07-01 5 A 0 50000 0 A 2002-08-01 2012-07-01 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 6.54 2002-05-28 5 A 0 60000 0 A 2002-05-28 2010-03-08 Common Stock 60000 60000 D Non-Qualified Stock Option (right to buy) 6.54 2002-05-28 5 A 0 150000 0 A 2002-05-28 2010-12-21 Common Stock 150000 150000 D Non-Qualified Stock Option (right to buy) 6.54 2002-05-28 5 A 0 150000 0 A 2002-05-28 2011-07-11 Common Stock 150000 150000 D Non-Qualified Stock Option (right to buy) 6.54 2002-05-28 5 A 0 200000 0 A 2002-01-03 2012-05-28 Common Stock 200000 200000 D Option vests as to 50% of the shares on August 28, 2003 and 1/24 per month thereafter. Option vests in 48 monthly installments beginning on July 1, 2002. On November 27, 2001, the reporting person tendered to the issuer, for cancellation, an option granted to the reporting person on March 8, 2000. In exchange, the reporting person received a replacement option on May 28, 2002. The option provides for vesting at 1/48 per month beginning on March 8, 2000. The reporting person contributed AMCC common stock to an exchange fund in exchange for shares of the exchange fund. The AMCC common stock was valued at $147.875 per share for the purposes of determining the numberof shares of the exchange fund issuable to the reporting person. The option provides for vesting at 1/48 per month beginning on December 21, 2000. On November 27, 2001, the reporting person tendered to the issuer, for cancellation, an option granted to the reporting person on July 11, 2001. In exchange, the reporting person received a replacement option on May 28, 2002. The option provides for vesting at 1/48 per month beginning on July 11, 2001. The option provides for vesting at 1/48 per month beginning on December 3, 2001. By: /s/ Jane Borneman For: Greg A. Winner 2003-05-09 -----END PRIVACY-ENHANCED MESSAGE-----