-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jgl/tBLaA1n1kztDw/3P7GN1FCktKSU1zACMnIoN5dY7ywptiKIjaWypllPewauX ex0q400Wv7pN4tti0NIlTQ== 0001184552-03-000009.txt : 20030507 0001184552-03-000009.hdr.sgml : 20030507 20030507143544 ACCESSION NUMBER: 0001184552-03-000009 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MICRO CIRCUITS CORP CENTRAL INDEX KEY: 0000711065 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942586591 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6194509333 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMULLEN ROGER CENTRAL INDEX KEY: 0001184568 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23193 FILM NUMBER: 03685996 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 5 1 edgardoc.xml PRIMARY DOCUMENT X0101 5 2003-03-31 0 0 0 0000711065 APPLIED MICRO CIRCUITS CORP AMCC 0001184568 SMULLEN ROGER 1 0 0 0 Non-Qualified Stock Option (right to buy) 4.27 2002-07-01 5 A 0 40000 0 A 2002-08-01 2012-07-01 Common Stock 40000 40000 D Non-Qualified Stock Option (right to buy) 6.54 2002-05-28 5 A 0 200000 0 A 2002-05-28 2010-03-08 Common Stock 200000 200000 D Non-Qualified Stock Option (right to buy) 6.54 2002-05-28 5 A 0 40000 0 A 2002-05-28 2010-12-21 Common Stock 40000 40000 D Non-Qualified Stock Option (right to buy) 6.54 2002-05-28 5 A 0 26000 0 A 2002-05-28 2011-07-11 Common Stock 26000 26000 D Option vests in 48 monthly installments beginning on July 1, 2002. On November 27, 2001, the reporting person tendered to the issuer, for cancellation, an option granted to the reporting person on March 8, 2000. In exchange, the reporting person received a replacement option on May 28, 2002. The option provides for vesting at 1/48 per month beginning on March 8, 2000. On November 27, 2001, the reporting person tendered to the issuer, for cancellation, an option granted to the reporting person on December 21, 2000. In exchange, the reporting person received a replacement option on May 28, 2002. The option provides for vesting at 1/48 per month beginning on December 21, 2000. On November 27, 2001, the reporting person tendered to the issuer, for cancellation, an option granted to the reporting person on July 11, 2001. In exchange, the reporting person received a replacement option on May 28, 2002. The option provides for vesting at 1/48 per month beginning on July 11, 2001. By: /s/ Jane Borneman For: Roger A. Smullen 2003-05-09 -----END PRIVACY-ENHANCED MESSAGE-----