0000919574-16-014411.txt : 20160804
0000919574-16-014411.hdr.sgml : 20160804
20160804120039
ACCESSION NUMBER: 0000919574-16-014411
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160802
FILED AS OF DATE: 20160804
DATE AS OF CHANGE: 20160804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED MICRO CIRCUITS CORP
CENTRAL INDEX KEY: 0000711065
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 942586591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 4555 GREAT AMERICA PKWY #601
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4085428600
MAIL ADDRESS:
STREET 1: 4555 GREAT AMERICA PKWY #601
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZEPF CHRISTOPHER
CENTRAL INDEX KEY: 0001534301
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23193
FILM NUMBER: 161806453
MAIL ADDRESS:
STREET 1: 81 MAIN STREET, SUITE 209
CITY: WHITE PLAINS
STATE: X1
ZIP: 10601
4
1
p7225163.xml
OWNERSHIP DOCUMENT
X0306
4
2016-08-02
0
0000711065
APPLIED MICRO CIRCUITS CORP
AMCC
0001534301
ZEPF CHRISTOPHER
C/O KINGDOM RIDGE CAPITAL, LLC
81 MAIN STREET, SUITE 209
WHITE PLAINS
NY
10601
1
0
0
0
Common Stock, $0.01 par value
2016-08-02
4
A
0
15836
0
A
149634
D
Common Stock, $0.01 par value
7913000
I
See Footnote
These shares are represented by a Restricted Stock Unit awarded to a member of the Board of Directors. All shares of the award will vest fully on the first anniversary of the grant date, subject to the Director's continued service on the Board through such date and the other terms and conditions of the 2011 Equity Incentive Plan, as amended.
The reported securities are directly owned by either Kingdom Ridge Capital Master Fund, Ltd., a corporation managed by Kingdom Ridge Capital, LLC or another private fund managed by Kingdom Ridge Capital, LLC. The reported securities may be deemed indirectly beneficially owned by Christopher Zepf as Managing Principal of Kingdom Ridge Capital, LLC. Christopher Zepf disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zepf is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Christopher Zepf
2016-08-04