-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RaSOy8ULpBNKaDFlJvDW7Vt8rotyv6CCHawuBuSktvEFFPyzWDoTnXJKBn1Guu0a /CGr/wyocITY2/OM8zygAA== /in/edgar/work/20000914/0000912057-00-041395/0000912057-00-041395.txt : 20000922 0000912057-00-041395.hdr.sgml : 20000922 ACCESSION NUMBER: 0000912057-00-041395 CONFORMED SUBMISSION TYPE: 10KSB/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000430 FILED AS OF DATE: 20000914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARBOR ENTECH CORP CENTRAL INDEX KEY: 0000710782 STANDARD INDUSTRIAL CLASSIFICATION: [2400 ] IRS NUMBER: 222335094 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 10KSB/A SEC ACT: SEC FILE NUMBER: 000-30432 FILM NUMBER: 723068 BUSINESS ADDRESS: STREET 1: RD 1 STREET 2: BOX 1076 CITY: LITTLE MARSH STATE: PA ZIP: 16931 BUSINESS PHONE: 5703763217 MAIL ADDRESS: STREET 1: RD 1 BOX 1076 CITY: LITTLE MARSH STATE: PA ZIP: 16931 10KSB/A 1 a2025569z10ksba.txt 10KSB/A U.S. Securities and Exchange Commission Washington, D.C. 20549 Form 10-KSBA (Amendment No. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2000 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from .......... to ........... Commission file number 000 30432 ARBOR ENTECH CORPORATION ---------------------------------------------- (Name of Small Business Issuer in its charter) DELAWARE 22-2335094 - ------------------------------- ------------------- (State or other jurisdiction of (I.R.S. Employer Incorporation or organization) Identification No.) ROUTE 349, RD 1, BOX 1076, LITTLE MARSH, PENNSYLVANIA 16931 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Issuer's telephone number (570) 376-2217 Securities registered under Section 12(b) of the Act: Title of each class Name of each exchange on which registered registered NONE NASD OTC BULLETIN BOARD ---- ------------------------------------------ Securities registered under Section 12(g) of the Act: COMMON ------------------------------------------- (Title of class) Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] Check if there is no disclosure of delinquent filers in response to item 405 of Regulation SB not contained in this form, and no disclosure will be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-KSB or any amendment to this Form 10-KSB. [ ] State issuer's revenues for its most recent fiscal year $1,184,071 State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was sold, or the average bid and asked price of such common equity, as of a specified date within the past 60 days. (See definition of affiliate in Rule 12b-2 of the Exchange Act.) $365,001.25 Note: If determining whether a person is an affiliate will involve an unreasonable effort and expense, the issuer may calculate the aggregate market value of the common equity held by non-affiliates on the basis of reasonable assumptions, if the assumptions are stated. (ISSUERS INVOLVED IN BANKRUPTCY PROCEEDING DURING THE PAST FIVE YEARS) Check whether the issuer has filed all documents and reports required to be filed by Section 12, 13, or 15(d) of the Exchange Act after the distribution of securities under a plan confirmed by a court. Yes ........ No ........ (APPLICABLE ONLY TO CORPORATE REGISTRANTS) State the number of shares outstanding of each of the issuer's classes of common equity, as of the latest practicable date 7,050,540 DOCUMENTS INCORPORATED BY REFERENCE If the following documents are incorporated by reference, briefly describe them and identify the part of the Form 10-KSB (e.g., Part I, Part II, etc.) Into which the document is incorporated: (1) any annual report to security holders; (2) any proxy or information statement; and (3) any prospectus filed pursuant to Rule 424(b) or (c) of the Securities Act of 1933 ("Securities Act"). The list documents should be clearly described for identification purposes (e.g., annual report to security holders for fiscal year ended December 24, 1990). Transitional Small Business Disclosure Format (check one): Yes ....... No ...X.... ITEM 11. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth information known to Arbor, as of the date of this annual report, relating to the beneficial ownership of shares of common stock of Arbor: by each person who is known by Arbor to be the beneficial owner of more than five percent of the outstanding shares of common stock; each director or person who has agreed to become a director; and all executive officers and directors as a group. Unless otherwise indicated, the address of each beneficial owner in the table set forth below is 160 Summit Avenue, Montvale, New Jersey 07645. A person is deemed to be the beneficial owner of securities that can be acquired 2 by him or her within 60 days from the date of this annual report upon the exercise of options, warrants or convertible securities. Each beneficial owner's percentage ownership is determined by assuming that options, warrants or convertible securities that are held by him or her, but not those held by any other person, and which are exercisable within 60 days of the date of this annual report have been exercised and converted.
NAME AND ADDRESS OF NUMBER OF SHARES PERCENTAGE OF SHARES BENEFICIAL OWNER BENEFICIALLY OWNED BENEFICIALLY OWNED - ------------------- ------------------ -------------------- Harvey Houtkin((1)(2)(3) 3,554,850 50.4% Wanda Shefts(1)(2)(4) 3,554,850 50.4% Mark Shefts(1)(2)(3) 3,554,850 50.4% Sherry Houtkin(1)(2)(4) 3,554,850 50.4% All directors and executive 6,949,850 98.6% officers as a group (4 persons)
- ---------- (1) The address of such person is 160 Summit Avenue, Montvale, NJ 07645. (2) Such person may be deemed to be the owner 159,100 of such shares by virtue of his/her being a control person of Solar Products, Sun-Tank, Inc. ("Solar"). In the case of these 159,100 shares, the beneficial owner has shared voting and investment power. With respect to all other shares other than the shares discussed in footnote 3 below, owned by The Manchester Group, Inc., the record owner has sole investment and voting power over the shares. (3) Such person may be deemed to be the owner of 750 of such shares by virtue of his being a control person of The Manchester Group, Inc. In the case of these 750 shares, the beneficial owner has shared voting and investment power. With respect to all other shares other than the shares discussed in footnote 2 above owned by Solar, the record owner has sole investment and voting power over the shares. (4) Such person may be deemed to be the owner of 3,395,750 of such shares which are beneficially owned by her spouse. Such person denies such beneficial ownership. 3 SIGNATURES In accordance with Section 13 or 15(d) of the Exchange Act, the registrant caused this amendment to its annual rpeort to be signed on its behalf by the undersigned, thereunto duly authorized. ARBOR ENTECH CORPORATION Date: September 14, 2000 By: /s/ HARVEY HOUTKIN --------------------------------- Harvey Houtkin Chairman of the Board, Chief Executive Officer, President 4 -----END PRIVACY-ENHANCED MESSAGE-----