0001445116-13-000019.txt : 20130701 0001445116-13-000019.hdr.sgml : 20130701 20130701171347 ACCESSION NUMBER: 0001445116-13-000019 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130701 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130701 DATE AS OF CHANGE: 20130701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BANKS, INC CENTRAL INDEX KEY: 0000710507 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431175538 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31610 FILM NUMBER: 13945555 BUSINESS ADDRESS: STREET 1: 135 N MERAMEC CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3148544600 MAIL ADDRESS: STREET 1: 135 N MERAMEC CITY: ST LOUIS STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANKS INC DATE OF NAME CHANGE: 19940805 8-K 1 fbi8-k070113.htm 8-K FBI 8-K 07.01.13


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

July 1, 2013
Date of Report (Date of earliest event reported)


FIRST BANKS, INC.
(Exact name of registrant as specified in its charter)


MISSOURI
0-20632
43-1175538
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)

 
135 North Meramec, Clayton, Missouri
63105
 
 
(Address of principal executive offices)
(Zip code)
 


(314) 854-4600
(Registrant’s telephone number, including area code)


Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))







Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b)    On June 25, 2013, Mr. David L. Steward provided notice to the Company of his intention to resign his positions as a Director of First Banks, Inc. (the "Company") and as an independent member of the Company's Compensation Committee, effective June 30, 2013. Mr. Steward has served on the Company's Board since October 2000 and on the Compensation Committee since its formation in July 2009. There were no disagreements between the Company and Mr. Steward on any matters relating to the Company's operations, policies or practices.
On July 1, 2013, the Company issued a press release announcing the resignation of Mr. Steward, a copy of which is attached hereto as Exhibit 99 and is incorporated herein by reference.

Item 9.01
Financial Statements and Exhibits.
 
 
(d) Exhibits.
 

Exhibit
 
Number
Description
 
 
99
Press Release issued on July 1, 2013 – filed herewith.

1



SIGNATURE


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.





 
FIRST BANKS, INC.
 
 
 
 
 
 
 
 
 
 
 
 
Date:
July 1, 2013
By:
/s/
Terrance M. McCarthy
 
 
 
Terrance M. McCarthy
 
 
 
President and Chief Executive Officer

2



Exhibit Index

Exhibit
 
Number
Description
 
 
99
Press Release issued on July 1, 2013.
 
 


3
EX-99 2 fbi8-kex99070113.htm EXHIBIT 99 FBI 8-K EX99 07.01.13


Exhibit 99

FIRST BANKS, INC.
ST. LOUIS, MISSOURI

NEWS RELEASE
Contacts:
Terrance M. McCarthy
Lisa K. Vansickle
 
President and
Executive Vice President and
 
Chief Executive Officer
Chief Financial Officer
 
First Banks, Inc.
First Banks, Inc.
 
(314) 854-4600
(314) 854-4600
 
 
 
Traded:
NYSE
Symbol:
FBSPrA – (First Preferred Capital Trust IV, an affiliated trust of First Banks, Inc.)
 
FOR IMMEDIATE RELEASE:

First Banks, Inc. Announces Director Resignation
St. Louis, Missouri, July 1, 2013. First Banks, Inc. (the "Company"), the holding company of First Bank, today announced that Mr. David L. Steward has provided notice to the Company of his intention to resign his positions as a Director of the Company and as an independent member of the Company's Compensation Committee, effective June 30, 2013. Mr. Steward has served on the Company's Board since October 2000 and on the Compensation Committee since its formation in July 2009.
Terrance M. McCarthy, President and Chief Executive Officer of the Company, said, “David has been a highly regarded and well-respected member of our Board during his tenure of nearly 13 years. He has been instrumental in providing valuable leadership, insight and guidance to the Company regarding many significant business and professional matters. I would like to personally thank David for his many years of service to First Bank and wish he and his family much continued success in the future. David's charismatic personality, as well as his heartfelt passion for the numerous organizations that he serves, will be deeply missed by the members of our Board and Management Committee.”

About First Banks, Inc.
The Company, headquartered in St. Louis, Missouri, is a registered bank holding company that had assets of $6.40 billion at March 31, 2013 and currently operates 131 branch banking offices in California, Florida, Illinois and Missouri. Through its subsidiary bank, First Bank, the Company offers a broad range of financial products and services to consumers, businesses and other institutions. Visit the Company on the web at www.firstbanks.com.

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