-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KvxvRefkt7gRJPa4hPpF8tEqB15GIQO2NLLX90EeZXWmyAN6xs72uhL2eyFjvpuv GTR7x5ne3f2vEiqAj/mOsQ== 0001205474-04-000009.txt : 20040607 0001205474-04-000009.hdr.sgml : 20040607 20040607170310 ACCESSION NUMBER: 0001205474-04-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040421 FILED AS OF DATE: 20040607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GESSNER LEE CENTRAL INDEX KEY: 0001205474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13788 FILM NUMBER: 04852303 BUSINESS ADDRESS: BUSINESS PHONE: 6158899000 MAIL ADDRESS: STREET 1: 501 NELSON PLACE CITY: NASHVILLE STATE: TN ZIP: 37214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THOMAS NELSON INC CENTRAL INDEX KEY: 0000071023 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 620679364 STATE OF INCORPORATION: TN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 501 NELSON PLACE CITY: NASHVILLE STATE: TN ZIP: 37214-1000 BUSINESS PHONE: 6158899000 MAIL ADDRESS: STREET 1: P O BOX 141000 CITY: NASHVILLE STATE: TN ZIP: 37214-1000 FORMER COMPANY: FORMER CONFORMED NAME: NELSON THOMAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL PUBLISHERS INC DATE OF NAME CHANGE: 19721019 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-04-21 0 0000071023 THOMAS NELSON INC TNM 0001205474 GESSNER LEE 501 NELSON PLACE NASHVILLE TN 37214 0 0 0 1 Former Executive Vice Pres. Thomas Nelson Common Stock 2004-04-21 5 J 0 E 8 0 A 5381 D Thomas Nelson Common Stock 2004-06-04 5 J 0 E 216 0 A 5597 D Thomas Nelson Common Stock 2004-06-04 4 M 0 2000 7.05 A 7597 D Thomas Nelson Common Stock 2004-06-04 4 S 0 2000 23.25 D 5597 D Stock Option - Right to Buy 7.05 2004-06-04 4 M 0 2000 7.05 D 2002-05-16 2011-05-16 Thomas Nelson Common Stock 29312 27312 D Shares allocated to participant's account by Plan Trustee of a qualified ESOP from dividend reinvestments in the plan is reported as an acquisition of a Direct Interest Price is N/A for transactions in a qualified ESOP Shares allocated to participant's accounts by Plan Trustee of a qualified ESOP from plan sponsor contributions and plan forfeitures is reported as an acquisition of a Direct Interest Exercise of an in-the-money stock option, exempt under Section 16b-3 is reported as a disposition of a derivative security and an acquisition of a Direct Interest in the underlying shares. Price was determined at FMV on date of grant on 5/16/2001 Options are exercisable in 1/3 increments on the anniversary dates from the date of grant Open market sale of security exempt under Section 16b-3 is reported as a disposition of a Direct Interest Reportable person has a Power of Attorney on file with the security issuer that authorizes and designates Joe Powers or Les Hottovy to file on his behalf. Les Hottovy, Power of Attorney for Lee Gessner III 2004-06-07 -----END PRIVACY-ENHANCED MESSAGE-----