-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LwH1iOIhkZW8Wn6F3jqHCHN7rHAjOEWU8JoM/frTe0d/Wk2NeJttXaDQcH5CYch9 ZK871KIkzlanb3515+5iSA== 0001205472-06-000003.txt : 20060614 0001205472-06-000003.hdr.sgml : 20060614 20060614141039 ACCESSION NUMBER: 0001205472-06-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060612 FILED AS OF DATE: 20060614 DATE AS OF CHANGE: 20060614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CURREY BROWNLEE O JR CENTRAL INDEX KEY: 0001205472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13788 FILM NUMBER: 06904430 MAIL ADDRESS: STREET 1: 1115 SNEED ROAD CITY: FRANKLIN STATE: TN ZIP: 37069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THOMAS NELSON INC CENTRAL INDEX KEY: 0000071023 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 620679364 STATE OF INCORPORATION: TN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 501 NELSON PLACE CITY: NASHVILLE STATE: TN ZIP: 37214-1000 BUSINESS PHONE: 6158899000 MAIL ADDRESS: STREET 1: P O BOX 141000 CITY: NASHVILLE STATE: TN ZIP: 37214-1000 FORMER COMPANY: FORMER CONFORMED NAME: NELSON THOMAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL PUBLISHERS INC DATE OF NAME CHANGE: 19721019 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-06-12 1 0000071023 THOMAS NELSON INC TNM 0001205472 CURREY BROWNLEE O JR 1115 SNEED ROAD FRANKLIN TN 37069 1 0 0 0 Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 10.5 A 161399 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 12.5625 A 163399 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 14.125 A 165399 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 10 A 167399 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 8.375 A 169399 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 6.95 A 171399 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 8.65 A 173399 D Thomas Nelson Common Stock 2006-06-12 4 M 0 4000 12.5 A 177399 D Thomas Nelson Common Stock 2006-06-12 4 M 0 4000 18.1 A 181399 D Thomas Nelson Common Stock 2006-06-12 4 M 0 4000 19.4 A 185399 D Thomas Nelson Common Stock 2006-06-12 4 U 0 185399 29.85 D 0 D Thomas Nelson Common Stock 2006-06-12 4 U 0 6283 29.85 D 0 I Montgomery Bell Academy Thomas Nelson Common Stock 2006-06-12 4 U 0 6681 29.85 D 0 I Vanderbilt University Thomas Nelson Common Stock 2006-06-12 4 U 0 6356 29.85 D 0 I USET Foundation Thomas Nelson Class B Common Stock 2006-06-12 4 U 0 4035 29.85 D 0 D Stock Option - Right to Buy 10.5 2006-06-12 4 M 0 2000 10.5 D 1997-08-22 2006-08-22 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 12.5625 2006-06-12 4 M 0 2000 12.5625 D 1998-08-21 2007-08-21 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 14.125 2006-06-12 4 M 0 2000 14.125 D 1999-08-20 2008-08-20 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 10 2006-06-12 4 M 0 2000 10 D 2000-08-19 2009-08-19 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 8.375 2006-06-12 4 M 0 2000 8.375 D 2001-08-17 2010-08-17 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 6.95 2006-06-12 4 M 0 2000 6.95 D 2002-08-23 2011-08-23 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 8.65 2004-04-10 4 M 0 2000 8.65 D 2004-04-10 2013-04-10 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 12.5 2006-06-12 4 M 0 4000 12.5 D 2004-08-21 2013-08-21 Thomas Nelson Common Stock 4000 0 D Stock Option - right to buy 18.1 2006-06-12 4 M 0 4000 18.1 D 2005-08-19 2014-08-19 Thomas Nelson Common Stock 4000 0 D Stock Option - right to buy 19.4 2006-06-12 4 M 0 4000 19.4 D 2006-08-18 2015-08-18 Thomas Nelson Common Stock 4000 0 D Phantom Stock Units 0 2006-06-12 4 J 0 556 29.85 D 1998-09-30 2009-08-19 Thomas Nelson Common Stock 556 0 D Exercise of in-the-money stock option as part of tender offer to take company private is reported as a disposition of a derivative security and an acquisition of a Direct Interest in the underlying shares Option strike price was determined at FMV on date of grant Options are exercisable in 1 year from date of grant. All options have accelerated vesting as a result of the change in control with the tender offer to take the company private. Dispositon pursuant a tender of shares in a change of control transaction Price was determiend at $29.85 per tender offer in a change of control transaction Indirect ownership is attributed to the entity by virtue of the reportable person acting as a Director or Trustee of the organization Phantom stock units were settled in cash , 1 unit for 1 share, at the tender offer price of $29.85 for all units Reportable person has a Power of Attorney on file with the security issuer that authorizes and designates Joe Powers or Les Hottovy to sign on his behalf. Les Hottovy, Power of Attorney for Brownlee O. Currey, Jr. 2006-06-14 -----END PRIVACY-ENHANCED MESSAGE-----