-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TyfujKNAdinS4UKK5snu2mvmfsew0/tffTKF24ZWTMDurOnLgZHTHFT/PGqyuYLb a1o6GemzQfvgkuiiy6exYA== 0001061464-06-000001.txt : 20060613 0001061464-06-000001.hdr.sgml : 20060613 20060613175629 ACCESSION NUMBER: 0001061464-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060612 FILED AS OF DATE: 20060613 DATE AS OF CHANGE: 20060613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POWERS JOE L CENTRAL INDEX KEY: 0001061464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13788 FILM NUMBER: 06903269 BUSINESS ADDRESS: BUSINESS PHONE: 6158899000 MAIL ADDRESS: STREET 1: PO BOX 141000 CITY: NASHVILLE STATE: TN ZIP: 37214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THOMAS NELSON INC CENTRAL INDEX KEY: 0000071023 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 620679364 STATE OF INCORPORATION: TN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 501 NELSON PLACE CITY: NASHVILLE STATE: TN ZIP: 37214-1000 BUSINESS PHONE: 6158899000 MAIL ADDRESS: STREET 1: P O BOX 141000 CITY: NASHVILLE STATE: TN ZIP: 37214-1000 FORMER COMPANY: FORMER CONFORMED NAME: NELSON THOMAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL PUBLISHERS INC DATE OF NAME CHANGE: 19721019 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-06-12 1 0000071023 THOMAS NELSON INC TNM 0001061464 POWERS JOE L PO BOX 141000 NASHVILLE TN 37214 0 1 0 0 Exec Vice Pres & Secretary Thomas Nelson Common Stock 2006-06-12 4 M 0 15000 10.875 A 49179 D Thomas Nelson Common Stock 2006-06-12 4 M 0 42552 7.05 A 91731 D Thomas Nelson Common Stock 2006-06-12 4 M 0 27448 7.05 A 119179 D Thomas Nelson Common Stock 2006-06-12 4 M 0 7352 13.6 A 126531 D Thomas Nelson Common Stock 2006-06-12 4 M 0 12648 13.6 A 139179 D Thomas Nelson Common Stock 2006-06-12 4 M 0 35000 12.07 A 174179 D Thomas Nelson Common Stock 2006-06-12 4 U 0 174179 29.85 D 0 D Stock Option - right to buy 10.875 2006-06-12 4 M 0 15000 10.875 D 1998-05-15 2007-05-15 Thomas Nelson Common Stock 15000 0 D Stock Option - right to buy 7.05 2006-06-12 4 M 0 42552 7.05 D 2002-05-16 2011-05-16 Thomas Nelson Common Stock 42552 0 D Stock Option - right to buy 7.05 2006-06-12 4 M 0 27448 7.05 D 2002-05-16 2011-05-16 Thomas Nelson Common Stock 27448 0 D Stock Option - right to buy 13.6 2006-06-12 4 M 0 12648 13.6 D 2003-05-29 2012-05-29 Thomas Nelson Common Stock 12648 0 D Stock Option - right to buy 13.6 2006-06-12 4 M 0 7352 13.6 D 2003-05-16 2012-05-16 Thomas Nelson Common Stock 7352 0 D Stock Option - right to buy 12.07 2006-06-12 4 M 0 35000 12.07 D 2004-06-11 2013-06-11 Thomas Nelson Common Stock 35000 0 D Exercise of in-the-money stock options as part of tender offer to take company private is reported as a disposition of a derivative security and an acquisition of a Direct Interest in the underlying shares. Option strike price was determined at FMV on date of grant Options are exercisable in 1/3 increments on the anniversary dates from the date of grant. All options have accelerated vesting as a result of the change in control with the tender offer to take the company private Disposition pursuant a tender of shares in a change in control transaction Price was determined at $29.85 per tender offer in a change in control transaction Reportable person has a Power of Attorney on file with the security issuer that authorizes and designates Les Hottovy to sign on his behalf Les Hottovy, Power of Attorney for Joe L. Powers 2006-06-13 -----END PRIVACY-ENHANCED MESSAGE-----