-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GOdUvQZ+EYfMvNkrPapziDWFavdLyufQTiyo1n2tnvBtQIlAHjnKk80VzloDI7nO 6FkupJD09HN8kQN5ggJRbg== 0001020563-06-000003.txt : 20060614 0001020563-06-000003.hdr.sgml : 20060614 20060614153342 ACCESSION NUMBER: 0001020563-06-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060612 FILED AS OF DATE: 20060614 DATE AS OF CHANGE: 20060614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS W LIPSCOMB JR CENTRAL INDEX KEY: 0001020563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13788 FILM NUMBER: 06904775 BUSINESS ADDRESS: BUSINESS PHONE: 615 367 8441 MAIL ADDRESS: STREET 1: HILLSBORO ENTERPRISES STREET 2: 4094 HILLSBORO PIKE, SUITE 204 CITY: NASHVILLE STATE: TN ZIP: 37215-2751 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THOMAS NELSON INC CENTRAL INDEX KEY: 0000071023 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 620679364 STATE OF INCORPORATION: TN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 501 NELSON PLACE CITY: NASHVILLE STATE: TN ZIP: 37214-1000 BUSINESS PHONE: 6158899000 MAIL ADDRESS: STREET 1: P O BOX 141000 CITY: NASHVILLE STATE: TN ZIP: 37214-1000 FORMER COMPANY: FORMER CONFORMED NAME: NELSON THOMAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL PUBLISHERS INC DATE OF NAME CHANGE: 19721019 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-06-12 1 0000071023 THOMAS NELSON INC TNM 0001020563 DAVIS W LIPSCOMB JR 4094 HILLSBORO PIKE, SUITE 204 NASHVILLE TN 37215-2751 1 0 0 0 Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 10.5 A 4000 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 12.5625 A 6000 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 14.125 A 8000 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 10 A 10000 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 8.375 A 12000 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 6.95 A 14000 D Thomas Nelson Common Stock 2006-06-12 4 M 0 2000 8.65 A 16000 D Thomas Nelson Common Stock 2006-06-12 4 M 0 4000 12.5 A 20000 D Thomas Nelson Common Stock 2006-06-12 4 M 0 4000 18.1 A 24000 D Thomas Nelson Common Stock 2006-06-12 4 M 0 4000 19.4 A 28000 D Thomas Nelson Common Stock 2006-06-12 4 U 0 28000 29.85 D 0 D Thomas Nelson Common Stock 2006-06-12 4 U 0 7312 29.85 D 0 I Hawthorn Charitable Foundation Stock Option - right to buy 10.5 2006-06-12 4 M 0 2000 10.5 D 1997-08-22 2006-08-22 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 12.5625 2006-06-12 4 M 0 2000 12.5625 D 1998-08-21 2007-08-21 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 14.125 2006-06-12 4 M 0 2000 14.125 D 1999-08-20 2008-08-20 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 10 2006-06-12 4 M 0 2000 10 D 2000-08-19 2009-08-19 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 8.375 2006-06-12 4 M 0 2000 8.375 D 2001-08-17 2010-08-17 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 6.95 2006-06-12 4 M 0 2000 6.95 D 2002-08-23 2011-08-23 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 8.65 2006-06-12 4 M 0 2000 8.65 D 2004-04-10 2013-04-10 Thomas Nelson Common Stock 2000 0 D Stock Option - right to buy 12.5 2006-06-12 4 M 0 4000 12.5 D 2004-08-21 2013-08-21 Thomas Nelson Common Stock 4000 0 D Stock Option - right to buy 18.1 2006-06-12 4 M 0 4000 18.1 D 2005-08-19 2014-08-19 Thomas Nelson Common Stock 4000 0 D Stock Option - right to buy 19.4 2006-06-12 4 M 0 4000 19.4 D 2006-08-18 2015-08-18 Thomas Nelson Common Stock 4000 0 D Phantom Stock Units 0 2006-06-12 4 J 0 6795 29.85 D 2001-09-30 2011-09-30 Thomas Nelson Common Stock 6795 0 D Exercise of in-the-money stock options as part of tender offer to take the company private is reported as a disposition of a derivative security and an acquisition of a Direct Interest in the underlying shares Option strike price was determined at FMV on date of grant Options are exercisable on the 1 year anniversary date from date of grant. All options have accelerated vesting as a result of the change in control with the tender offer to take the company private Disposition pursuant a tender of shares in a change of control transaction Price was determined at $29.85 per tender offer in a change in control transaction Phantom stock units are settled in cash, 1 unit per 1 share, based on the tender office price of $29.85 Reportable person has an indirect interest in the entity by virtue of their position as a Director or Trustee of the organization Reportable person has a Power of Attorney on file with the security issuer that authorizes and designates Joe Powers or Les Hottovy to sign on his behalf. Les Hottovy, Power of Attorney for W. Lipscomb Davis, Jr. 2006-06-14 -----END PRIVACY-ENHANCED MESSAGE-----