-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DefGVaAtI1ujPinhs6q/KUzktsI8ldQIeLNXFyr8cKEBubQD7Enlz+sKBYxV6Upd McKFsvTwFZAa4/n0NM7J8g== 0000071023-02-000018.txt : 20020814 0000071023-02-000018.hdr.sgml : 20020814 20020814181126 ACCESSION NUMBER: 0000071023-02-000018 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NELSON THOMAS INC CENTRAL INDEX KEY: 0000071023 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 620679364 STATE OF INCORPORATION: TN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13788 FILM NUMBER: 02738170 BUSINESS ADDRESS: STREET 1: 501 NELSON PLACE CITY: NASHVILLE STATE: TN ZIP: 37214-1000 BUSINESS PHONE: 6158899000 MAIL ADDRESS: STREET 1: P O BOX 141000 CITY: NASHVILLE STATE: TN ZIP: 37214-1000 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL PUBLISHERS INC DATE OF NAME CHANGE: 19721019 8-K 1 r8k081402.txt REPORT 8-K FOR AUGUST 14, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2002 (August 14, 2002) Thomas Nelson, Inc. (Exact Name of Registrant as Specified in Charter) Tennessee 0-4095 62-0679364 (State or other (Commission (I.R.S. Employer Jurisdiction of File Number) Identification No.) Incorporation) 501 Nelson Place Nashville, Tennessee 37214-1000 (Address of Principal (Zip Code) Executive Offices) Registrant's telephone number, including area code: 615/889-9000 TABLE OF CONTENTS SIGNATURE - --------- CERTIFICATION OF CHIEF EXECUTIVE OFFICER - ---------------------------------------- CERTIFICATION OF CHIEF FINANCIAL OFFICER - ---------------------------------------- Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (c) Exhibits 99.1 Certification of President and Chief Executive Officer relating to Form 10-Q for period ending June 30, 2002 99.2 Certification of Chief Financial Officer relating to Form 10-Q for period ending June 30, 2002 Item 9. Regulation FD Disclosure. Attached as exhibits 99.1 and 99.2 and hereby incorporated into this Item 9 are the certifications of the Company's Chief Executive Officer and Chief Financial Officer required pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. THOMAS NELSON, INC. By: /s/ Joe L. Powers --------------------- Name: Joe L. Powers Title: Executive Vice President Date: August 14, 2002 Table of Contents - ----------------- EXHIBIT INDEX Exhibit No. Description - ----------- ----------- 99.1 Certification of President and Chief Executive Officer relating to Form 10-Q for period ending June 30, 2002 99.2 Certification of Chief Financial Officer relating to Form 10-Q for period ending June 30, 2002 EX-12 4 x991062002.txt EXHIBIT 99.1 TO REPORT 8-K FOR AUGUST 14, 2002 EXHIBIT 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Thomas Nelson, Inc. (the "Company") on Form 10-Q for the period ending June 30, 2002, as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Sam Moore, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Sam Moore - -------------------- Sam Moore President August 14, 2002 EX-13 5 x992062002.txt EXHIBIT 99.2 TO REPORT 8-K FOR AUGUST 14, 2002 EXHIBIT 99.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Thomas Nelson, Inc. (the "Company") on Form 10-Q for the period ending June 30, 2002, as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Joe L. Powers, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Joe L. Powers - ----------------------- Joe L. Powers Executive Vice President August 14, 2002 -----END PRIVACY-ENHANCED MESSAGE-----