-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qo09cRcDVSXdDc/yQIFspAXwZHyb2ovggCIGfszEqd0JyrffP9E+ZzNfK2wmuZcQ BJq6g8vbwImwDr8jY4+ong== 0001302247-04-000003.txt : 20041103 0001302247-04-000003.hdr.sgml : 20041103 20041103151704 ACCESSION NUMBER: 0001302247-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041101 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kelly Eric CENTRAL INDEX KEY: 0001302247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 041116177 BUSINESS ADDRESS: BUSINESS PHONE: 408-957-4600 MAIL ADDRESS: STREET 1: 691 S. MILPITAS BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTEC INC CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-11-01 0 0000709804 ADAPTEC INC adpt 0001302247 Kelly Eric 691 S. MILPITAS BLVD MILPITAS CA 95035 0 1 0 0 VP/GM Common Stock 2004-11-01 4 M 0 138796 1.42 A 138796 D Common Stock 2004-11-01 4 S 0 138796 7.8729 D 0 D Common Stock 2004-11-01 4 M 0 58044 1.42 A 58044 D Common Stock 2004-11-01 4 S 0 58044 7.8729 D 0 D Common Stock 2004-11-02 4 M 0 135000 1.42 A 135000 D Common Stock 2004-11-02 4 S 0 135000 7.9501 D 0 D Incentive Stock Options 1.42 2004-11-01 4 M 0 58044 0 D 2006-09-12 2013-04-24 Common Stock 58044 287581 D Incentive Stock Option 1.42 2004-11-02 4 M 0 135000 0 D 2006-09-12 2013-04-24 Common Stock 135000 152581 D Non-qualified Stock Option 1.42 2004-11-01 4 M 0 138796 0 D 2006-09-12 2013-04-24 Common Stock 138796 79908 D The aggregate of Mr. Kelly's options that were granted on 4/24/2003 vest 15% on the grant date, 21.25% on the first anniversary of the date of grant, and the balance in equal installments on a monthly basis through 9/12/2006. Eric Kelly 2004-11-03 -----END PRIVACY-ENHANCED MESSAGE-----