-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BvxIricWF0omCtP/kaC6kLRu3rR5tDgypoLEVipDwCpwNpUfd1xzrgPPY3i8mNoI BDRGd++K4YzukVM7dTrGqg== 0001246044-04-000001.txt : 20041221 0001246044-04-000001.hdr.sgml : 20041221 20041221171715 ACCESSION NUMBER: 0001246044-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041217 FILED AS OF DATE: 20041221 DATE AS OF CHANGE: 20041221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTEC INC CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS ROBERT N CENTRAL INDEX KEY: 0001246044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 041218262 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-12-17 0 0000709804 ADAPTEC INC ADPT 0001246044 STEPHENS ROBERT N 0 1 0 0 President and CEO Non-Qualified Stock Option 7.66 2004-12-17 4 A 0 162500 0 A 2008-03-31 2009-12-17 Common Stock 162500 2965151 D Non-Qualified Stock Option 7.66 2004-12-17 4 A 0 162500 0 A 2007-03-31 2009-12-17 Common Stock 162500 3127651 D Becomes exercisable as to 25% of the total option on March 31, 2005. The remaining 75% becomes exercisable in equal installments at the end of each three month period thereafter, such that the option is 100% exercisable by March 31, 2008. 73,934 are attributable to outstanding Incentive Stock Option; 2,891,217 are attributable to outstanding Non-Qualified Stock Options. Options will become vested and 100% exercisable on March 31, 2007, unless certain performance criteria are achieved in advance of March 31, 2007, in which case the options will immediately become vested and exercisable. 73,934 are attributable to outstanding Incentive Stock Option; 3,053,717 are attributable to outstanding Non-Qualified Stock Options. Robert N. Stephens 2004-12-21 -----END PRIVACY-ENHANCED MESSAGE-----