0001225208-16-031675.txt : 20160422 0001225208-16-031675.hdr.sgml : 20160422 20160422172401 ACCESSION NUMBER: 0001225208-16-031675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160421 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steel Excel Inc. CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: ADPT Corp DATE OF NAME CHANGE: 20100624 FORMER COMPANY: FORMER CONFORMED NAME: ADAPTEC INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LICHTENSTEIN WARREN G CENTRAL INDEX KEY: 0001005784 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37486 FILM NUMBER: 161587362 MAIL ADDRESS: STREET 1: C/O STEEL PARTNERS II L P STREET 2: 590 MADISON AVENUE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml X0306 4 2016-04-21 0000709804 Steel Excel Inc. SXCL 0001005784 LICHTENSTEIN WARREN G 1133 WESTCHESTER AVENUE SUITE N222 WHITE PLAINS NY 10604 1 1 1 President of Subsidiary See Explanation of Responses Common Stock, $.001 Par Value 2016-04-21 4 A 0 25000.0000 0.0000 A 125426.0000 D Shares of Restricted Stock awarded pursuant to the Issuer's 2004 Equity Incentive Plan. The shares of Restricted Stock vest on the earlier of April 21, 2017 or the date on which the director ceases to be a member of the Issuer's board of directors for any reason. The Reporting Person is also a member of a Section 13 (d) group that owns more than 10% of the Issuer's outstanding common stock. By: /s/ Jack L. Howard, as Attorney In Fact for Warren G. Lichtenstein 2016-04-22