0001225208-15-003265.txt : 20150209 0001225208-15-003265.hdr.sgml : 20150209 20150209194928 ACCESSION NUMBER: 0001225208-15-003265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150204 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steel Excel Inc. CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: ADPT Corp DATE OF NAME CHANGE: 20100624 FORMER COMPANY: FORMER CONFORMED NAME: ADAPTEC INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCabe James F JR CENTRAL INDEX KEY: 0001400396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 15590089 MAIL ADDRESS: STREET 1: C/O WHX CORPORATION STREET 2: 555 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 4 1 doc4.xml X0306 4 2015-02-04 0000709804 Steel Excel Inc. SXCL 0001400396 McCabe James F JR 590 MADISON AVENUE 32ND FLOOR NEW YORK NY 10022 1 1 CFO See explanation of responses Common Stock, $.001 Par Value 2015-02-04 4 A 0 2775.0000 0.0000 A 6993.0000 D Shares of Restricted Stock awarded pursuant to the Issuer's 2004 Equity Incentive Plan. The shares of Restricted Stock vest over three years in equal installments beginning on March 15, 2016. The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. /s/ James F. McCabe Jr. 2015-02-09