0001225208-14-013867.txt : 20140529 0001225208-14-013867.hdr.sgml : 20140529 20140529121512 ACCESSION NUMBER: 0001225208-14-013867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140527 FILED AS OF DATE: 20140529 DATE AS OF CHANGE: 20140529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steel Excel Inc. CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: ADPT Corp DATE OF NAME CHANGE: 20100624 FORMER COMPANY: FORMER CONFORMED NAME: ADAPTEC INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWARD JACK L CENTRAL INDEX KEY: 0001144269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 14875048 MAIL ADDRESS: STREET 1: 182 FARMERS LANE STREET 2: STE 101 CITY: SANTA ROSA STATE: CA ZIP: 95405 4 1 doc4.xml X0306 4 2014-05-27 0000709804 Steel Excel Inc. SXCL 0001144269 HOWARD JACK L 1133 WESTCHESTER AVENUE SUITE N222 WHITE PLAINS NY 10604 1 1 1 Principal Exec Officer See Explanation of Responses Common Stock, $.001 Par Value 2014-05-27 4 A 0 2500.0000 0.0000 A 51405.0000 D Represents an award of restricted stock units from the Issuer's 2004 Equity Incentive Plan for 2,500 shares of common stock that will be fully vested on the earlier of May 27, 2015 or the date on which the director ceases to be a member of the Issuer's board of directors for any reason. The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. /s/ Jack L. Howard 2014-05-28