0001225208-14-012388.txt : 20140507
0001225208-14-012388.hdr.sgml : 20140507
20140507182214
ACCESSION NUMBER: 0001225208-14-012388
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140505
FILED AS OF DATE: 20140507
DATE AS OF CHANGE: 20140507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: API Technologies Corp.
CENTRAL INDEX KEY: 0001081078
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 980200798
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 4705 S. APOPKA VINELAND ROAD, SUITE 210
CITY: ORLANDO
STATE: FL
ZIP: 32819
BUSINESS PHONE: 855-294-3800
MAIL ADDRESS:
STREET 1: 4705 S. APOPKA VINELAND ROAD, SUITE 210
CITY: ORLANDO
STATE: FL
ZIP: 32819
FORMER COMPANY:
FORMER CONFORMED NAME: API Nanotronics Corp.
DATE OF NAME CHANGE: 20061106
FORMER COMPANY:
FORMER CONFORMED NAME: RUBINCON VENTURES INC
DATE OF NAME CHANGE: 20000207
FORMER COMPANY:
FORMER CONFORMED NAME: RUBINCON RESOURCES INC
DATE OF NAME CHANGE: 19990325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPH Group LLC
CENTRAL INDEX KEY: 0001522067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35214
FILM NUMBER: 14822354
BUSINESS ADDRESS:
STREET 1: C/O STEEL PARTNERS HOLDINGS L.P.
STREET 2: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 520-2300
MAIL ADDRESS:
STREET 1: C/O STEEL PARTNERS HOLDINGS L.P.
STREET 2: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPH Group Holdings LLC
CENTRAL INDEX KEY: 0001522066
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35214
FILM NUMBER: 14822355
BUSINESS ADDRESS:
STREET 1: C/O STEEL PARTNERS HOLDINGS L.P.
STREET 2: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 520-2300
MAIL ADDRESS:
STREET 1: C/O STEEL PARTNERS HOLDINGS L.P.
STREET 2: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEEL PARTNERS HOLDINGS L.P.
CENTRAL INDEX KEY: 0001452857
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35214
FILM NUMBER: 14822356
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-520-2300
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: WEBFINANCIAL L.P.
DATE OF NAME CHANGE: 20081229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steel Partners Holdings GP Inc.
CENTRAL INDEX KEY: 0001537666
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35214
FILM NUMBER: 14822357
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 520-2300
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steel Excel Inc.
CENTRAL INDEX KEY: 0000709804
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35214
FILM NUMBER: 14822358
BUSINESS ADDRESS:
STREET 1: 2603 CAMINO RAMON, SUITE 200
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 4089458600
MAIL ADDRESS:
STREET 1: 2603 CAMINO RAMON, SUITE 200
CITY: SAN RAMON
STATE: CA
ZIP: 94583
FORMER NAME:
FORMER CONFORMED NAME: ADPT Corp
DATE OF NAME CHANGE: 20100624
FORMER NAME:
FORMER CONFORMED NAME: ADAPTEC INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2014-05-05
0001081078
API Technologies Corp.
ATNY
0000709804
Steel Excel Inc.
1133 WESTCHESTER AVENUE
SUITE N222
WHITE PLAINS
NY
10604
1
0001537666
Steel Partners Holdings GP Inc.
590 MADISON AVENUE
32ND FLOOR
NEW YORK
NY
10022
1
0001452857
STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
1
0001522066
SPH Group Holdings LLC
C/O STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
1
0001522067
SPH Group LLC
C/O STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
1
Common Stock, $.001 Par Value
2014-05-05
4
P
0
33300.0000
2.3518
A
9661888.0000
D
Common Stock, $.001 Par Value
2014-05-06
4
P
0
25559.0000
2.4371
A
9687447.0000
D
Common Stock, $.001 Par Value
2014-05-07
4
P
0
16000.0000
2.4552
A
9703447.0000
D
This Form 4 is filed jointly by Steel Excel Inc., Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP").
Shares of Common Stock owned directly by Steel Excel Inc. SPHG Holdings owns approximately 51% of the outstandingm shares of Common Stock of Steel Excel Inc. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel Inc. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by Steel Excel Inc. except to the extent of their pecuniary interest therein.
By: /s/ James F. McCabe, Jr., Chief Financial Officer
2014-05-07
By: Steel Partners Holdings GP Inc., By: /s/ James F. McCabe, Jr., Chief Financial Officer
2014-05-07
By: Steel Partners Holdings L.P., By: Steel Partners Holdings GP Inc., General Partner, By: /s/ James F. McCabe, Jr., Chief Financial Officer
2014-05-07
By: SPH Group Holdings LLC, By: Steel Partners Holdings GP Inc., Manager, By: /s/ James F. McCabe, Jr., Chief Financial Officer
2014-05-07
By: SPH Group LLC, By: Steel Partners Holdings GP Inc., Managing Member, By: /s/ James F. McCabe, Jr., Chief Financial Officer
2014-05-07