0001225208-14-003548.txt : 20140206 0001225208-14-003548.hdr.sgml : 20140206 20140206114814 ACCESSION NUMBER: 0001225208-14-003548 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steel Excel Inc. CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: ADPT Corp DATE OF NAME CHANGE: 20100624 FORMER COMPANY: FORMER CONFORMED NAME: ADAPTEC INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUICKE JOHN J CENTRAL INDEX KEY: 0001179588 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 14578725 MAIL ADDRESS: STREET 1: C/O SEQUA CORP STREET 2: 200 PARK AVENUE, 44TH FL CITY: NEW YORK STATE: NY ZIP: 10166 5 1 doc5.xml X0306 5 2013-12-31 0 1 0000709804 Steel Excel Inc. SXCL 0001179588 QUICKE JOHN J 1133 WESTCHESTER AVENUE SUITE N222 WHITE PLAINS NY 10604 1 1 See Explanation of Responses Common Stock, $.001 Par Value 2013-05-21 4 A 0 2500.0000 0.0000 A 33125.0000 D Represents an award of restricted stock units from the Issuer's 2004 Equity Incentive Plan for 2,500 shares of common stock that will be fully vested on the earlier of May 21, 2014 or the date on which the director ceases to be a member of the Issuer's board of directors for any reason. The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. /s/ John J. Quicke 2014-02-05