-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P097E3oflgH1+rE4vn/9HN/n3numYU1Q5M2zzM3U7oVhbivitY0p/lyWpBbROIPw lC7bSBtiMf6clVfJsTz8aw== 0001193805-09-002536.txt : 20091218 0001193805-09-002536.hdr.sgml : 20091218 20091218201742 ACCESSION NUMBER: 0001193805-09-002536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091216 FILED AS OF DATE: 20091218 DATE AS OF CHANGE: 20091218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWARD JACK L CENTRAL INDEX KEY: 0001144269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 091251280 MAIL ADDRESS: STREET 1: 182 FARMERS LANE STREET 2: STE 101 CITY: SANTA ROSA STATE: CA ZIP: 95405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTEC INC CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 4 1 e606207_ex.xml X0303 4 2009-12-16 0 0000709804 ADAPTEC INC ADPT 0001144269 HOWARD JACK L C/O STEEL PARTNERS II L.P. 590 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 1 0 0 1 See Footnote No. 2 Common Stock, $.001 Par Value 2009-12-16 4 A 0 12500 0.0010 A 18750 D Non-Qualified Stock Option (right to buy) 3.2900 2009-12-16 4 A 0 12500 0 A 2010-03-16 2019-12-16 Common Stock, $.001 Par Value 12500 12500 D Represents a Restricted Stock Award from the Issuer's 2006 Director Plan for 12,500 shares of the Issuer's common stock that will be fully vested on the earlier of December 16, 2010 or the date the Reporting Person ceases to be a member of the Board of Directors. The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. A total of 12,500 Non-Qualified Stock Options were granted on December 16, 2009 from the Issuer's 2006 Director Plan. The options shall vest in four equal quarterly installments with the first vesting being March 16, 2010, such that the options shall be fully vested on the earlier of December 16, 2010 or the date the Reporting Person ceases to be a member of the Board of Directors. /s/ Howard, Jack L. 2009-12-18 -----END PRIVACY-ENHANCED MESSAGE-----