0000950138-12-000288.txt : 20120518 0000950138-12-000288.hdr.sgml : 20120518 20120518193618 ACCESSION NUMBER: 0000950138-12-000288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120517 FILED AS OF DATE: 20120518 DATE AS OF CHANGE: 20120518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALENTINE ROBERT J CENTRAL INDEX KEY: 0001263540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 12856886 MAIL ADDRESS: STREET 1: 160 OSER AVENUE CITY: HAUPPAUGE STATE: NY ZIP: 11788 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steel Excel Inc. CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: ADPT Corp DATE OF NAME CHANGE: 20100624 FORMER COMPANY: FORMER CONFORMED NAME: ADAPTEC INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-05-17 0000709804 Steel Excel Inc. SXCL.PK 0001263540 VALENTINE ROBERT J 2603 CAMINO RAMON, SUITE 200 SAN RAMON CA 94583 1 0 0 0 Common Stock 2012-05-17 4 A 0 1625 .001 A 1625 D Non-Qualified Stock Option (right to buy) 27.00 2012-05-17 4 A 0 3250 0 A 2013-05-17 2022-05-17 Common Stock 3250 3250 D Represents an award of Restricted Stock Units from the Issuer's 2006 Director Plan for 1,625 shares of common stock that will vest with respect to 33.33% of the shares on May 17, 2013 and 8.33% of the shares quarterly thereafter, such that the award is fully vested on May 17, 2015. A total of 3,250 of Non-Qualified Stock Options were granted on May 17, 2012 from the Issuer's 2006 Director Plan. The 33.33% of the shares represented by the option will vest on May 17, 2013 and 8.33% of the shares will vest quarterly thereafter, such that the total option shares will be fully vested on May 17, 2015. /s/ Robert J. Valentine 2012-05-17