0000950138-11-000690.txt : 20111208 0000950138-11-000690.hdr.sgml : 20111208 20111208174226 ACCESSION NUMBER: 0000950138-11-000690 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111207 FILED AS OF DATE: 20111208 DATE AS OF CHANGE: 20111208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTOR JON CENTRAL INDEX KEY: 0001223719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 111251667 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steel Excel Inc. CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD., SUITE 208 STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: ADPT Corp DATE OF NAME CHANGE: 20100624 FORMER COMPANY: FORMER CONFORMED NAME: ADAPTEC INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-12-07 0000709804 Steel Excel Inc. SXCL 0001223719 CASTOR JON 691 SOUTH MILPITAS BLVD MILPITAS CA 95035 1 0 0 0 Common Stock 2011-12-07 4 M 0 1250 0 A 5623 D Restricted Stock Units 0 2011-12-07 4 M 0 1250 0 D 2011-12-07 2011-12-07 Common Stock 1250 0 D Shares of the company's common stock received from the vesting of the restricted stock units granted on December 7, 2010. Restricted stock units granted on December 7, 2010 became fully vested on December 7, 2011. Remarks: On October 3, 2011, the company's common stock underwent a reverse stock split at the ratio of 500-for-1, immediately followed by a forward stock split at the ratio of 1-for-50. The shares of common stock being reported reflect the number of shares resulting from the reverse/forward split. /s/ Jon Castor 2011-12-08