0000921895-12-001775.txt : 20120827 0000921895-12-001775.hdr.sgml : 20120827 20120827183934 ACCESSION NUMBER: 0000921895-12-001775 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111117 FILED AS OF DATE: 20120827 DATE AS OF CHANGE: 20120827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zorko Mark A CENTRAL INDEX KEY: 0001346585 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 121058057 MAIL ADDRESS: STREET 1: 9 GREENBRIAR LN CITY: HAWTHORN WOODS STATE: IL ZIP: 60047 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steel Excel Inc. CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: ADPT Corp DATE OF NAME CHANGE: 20100624 FORMER COMPANY: FORMER CONFORMED NAME: ADAPTEC INC DATE OF NAME CHANGE: 19920703 4/A 1 form4a04197036_08272012.xml OWNERSHIP DOCUMENT X0306 4/A 2011-11-17 2011-11-21 0 0000709804 Steel Excel Inc. SXCL 0001346585 Zorko Mark A C/O STEEL PARTNERS HOLDINGS L.P. 590 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 0 1 0 1 Chief Financial Officer See Explanation of Responses Common Stock, par value $0.001 2011-11-17 4 A 0 2500 A 2500 D Represents shares of Common Stock underlying 2,500 Restricted Stock Units ("RSUs") awarded to the Reporting Person pursuant to the Issuer's 2004 Equity Incentive Plan (the "Plan"). Settlement of vested RSUs shall be in an equal number of shares of Common Stock. One-third of the RSUs vest on November 17, 2012, and the remaining RSUs vest in equal quarterly installments thereafter, such that the RSUs will be fully vested on November 17, 2014, subject to the terms of the Plan. The RSUs expire on the date on which settlement of all RSUs occurs, with earlier expiration upon termination of the Reporting Person's status as a Service Provider (as defined in the Plan). The Reporting Person shall pay to the Issuer the aggregate par value of the shares of Common Stock issued upon settlement of the RSUs prior to their issuance. The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. /s/ Mark A. Zorko 2012-08-27