0000921895-12-001775.txt : 20120827
0000921895-12-001775.hdr.sgml : 20120827
20120827183934
ACCESSION NUMBER: 0000921895-12-001775
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111117
FILED AS OF DATE: 20120827
DATE AS OF CHANGE: 20120827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zorko Mark A
CENTRAL INDEX KEY: 0001346585
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15071
FILM NUMBER: 121058057
MAIL ADDRESS:
STREET 1: 9 GREENBRIAR LN
CITY: HAWTHORN WOODS
STATE: IL
ZIP: 60047
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Steel Excel Inc.
CENTRAL INDEX KEY: 0000709804
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 942748530
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2603 CAMINO RAMON, SUITE 200
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 4089458600
MAIL ADDRESS:
STREET 1: 2603 CAMINO RAMON, SUITE 200
CITY: SAN RAMON
STATE: CA
ZIP: 94583
FORMER COMPANY:
FORMER CONFORMED NAME: ADPT Corp
DATE OF NAME CHANGE: 20100624
FORMER COMPANY:
FORMER CONFORMED NAME: ADAPTEC INC
DATE OF NAME CHANGE: 19920703
4/A
1
form4a04197036_08272012.xml
OWNERSHIP DOCUMENT
X0306
4/A
2011-11-17
2011-11-21
0
0000709804
Steel Excel Inc.
SXCL
0001346585
Zorko Mark A
C/O STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
0
1
0
1
Chief Financial Officer
See Explanation of Responses
Common Stock, par value $0.001
2011-11-17
4
A
0
2500
A
2500
D
Represents shares of Common Stock underlying 2,500 Restricted Stock Units ("RSUs") awarded to the Reporting Person pursuant to the Issuer's 2004 Equity Incentive Plan (the "Plan"). Settlement of vested RSUs shall be in an equal number of shares of Common Stock. One-third of the RSUs vest on November 17, 2012, and the remaining RSUs vest in equal quarterly installments thereafter, such that the RSUs will be fully vested on November 17, 2014, subject to the terms of the Plan. The RSUs expire on the date on which settlement of all RSUs occurs, with earlier expiration upon termination of the Reporting Person's status as a Service Provider (as defined in the Plan).
The Reporting Person shall pay to the Issuer the aggregate par value of the shares of Common Stock issued upon settlement of the RSUs prior to their issuance.
The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.
/s/ Mark A. Zorko
2012-08-27