0000921895-12-001200.txt : 20120530 0000921895-12-001200.hdr.sgml : 20120530 20120530174704 ACCESSION NUMBER: 0000921895-12-001200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120525 FILED AS OF DATE: 20120530 DATE AS OF CHANGE: 20120530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steel Excel Inc. CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: ADPT Corp DATE OF NAME CHANGE: 20100624 FORMER COMPANY: FORMER CONFORMED NAME: ADAPTEC INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LICHTENSTEIN WARREN G CENTRAL INDEX KEY: 0001005784 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 12878725 MAIL ADDRESS: STREET 1: C/O STEEL PARTNERS II L P STREET 2: 590 MADISON AVENUE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form404197036c_05302012.xml OWNERSHIP DOCUMENT X0305 4 2012-05-25 0 0000709804 Steel Excel Inc. SXCL.PK 0001005784 LICHTENSTEIN WARREN G C/O STEEL PARTNERS HOLDINGS L.P. 590 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 1 1 0 1 President of Subsidiary See Explanation of Responses Common Stock, $.001 Par Value 2012-05-25 4 M 0 2500 0 A 6625 D Restricted Stock Unit 0 2012-05-25 4 M 0 1 0 D 2012-05-25 2012-05-25 Common Stock, $.001 Par Value 2500 0 D Shares of common stock received in connection with the vesting of a Restricted Stock Unit granted on May 25, 2011. The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. Represents a Restricted Stock Unit under the Issuer's 2006 Director Plan covering 2,500 shares of the Issuer's common stock that became fully vested on May 25, 2012. By: /s/ Jack L. Howard, as Attorney in Fact for Warren G. Lichtenstein 2012-05-30