0000921895-12-001110.txt : 20120521
0000921895-12-001110.hdr.sgml : 20120521
20120521193426
ACCESSION NUMBER: 0000921895-12-001110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120517
FILED AS OF DATE: 20120521
DATE AS OF CHANGE: 20120521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Steel Excel Inc.
CENTRAL INDEX KEY: 0000709804
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 942748530
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2603 CAMINO RAMON, SUITE 200
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 4089458600
MAIL ADDRESS:
STREET 1: 2603 CAMINO RAMON, SUITE 200
CITY: SAN RAMON
STATE: CA
ZIP: 94583
FORMER COMPANY:
FORMER CONFORMED NAME: ADPT Corp
DATE OF NAME CHANGE: 20100624
FORMER COMPANY:
FORMER CONFORMED NAME: ADAPTEC INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LICHTENSTEIN WARREN G
CENTRAL INDEX KEY: 0001005784
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15071
FILM NUMBER: 12860246
MAIL ADDRESS:
STREET 1: C/O STEEL PARTNERS II L P
STREET 2: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form404197036d_05172012.xml
OWNERSHIP DOCUMENT
X0305
4
2012-05-17
0
0000709804
Steel Excel Inc.
SXCL.PK
0001005784
LICHTENSTEIN WARREN G
C/O STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
1
1
0
1
President of Subsidiary
See Explanation of Responses
Common Stock, par value $0.001
2012-05-17
4
A
0
2500
0
A
4125
D
Shares of common stock underlying a Restricted Stock Unit awarded pursuant to the Issuer's 2006 Director Plan.
The Unit vests on the earlier of (i) May 17, 2013 or (ii) the date the Reporting Person ceases to be a member of the Board for any reason, including as a result of his death or Disability.
The Unit expires upon the date the Unit vests and the shares of common stock are settled and issued.
The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock.
By: /s/ Jack L. Howard, as Attorney in Fact for Warren G. Lichtenstein
2012-05-21