0000921895-12-001110.txt : 20120521 0000921895-12-001110.hdr.sgml : 20120521 20120521193426 ACCESSION NUMBER: 0000921895-12-001110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120517 FILED AS OF DATE: 20120521 DATE AS OF CHANGE: 20120521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Steel Excel Inc. CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 2603 CAMINO RAMON, SUITE 200 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: ADPT Corp DATE OF NAME CHANGE: 20100624 FORMER COMPANY: FORMER CONFORMED NAME: ADAPTEC INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LICHTENSTEIN WARREN G CENTRAL INDEX KEY: 0001005784 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 12860246 MAIL ADDRESS: STREET 1: C/O STEEL PARTNERS II L P STREET 2: 590 MADISON AVENUE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form404197036d_05172012.xml OWNERSHIP DOCUMENT X0305 4 2012-05-17 0 0000709804 Steel Excel Inc. SXCL.PK 0001005784 LICHTENSTEIN WARREN G C/O STEEL PARTNERS HOLDINGS L.P. 590 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 1 1 0 1 President of Subsidiary See Explanation of Responses Common Stock, par value $0.001 2012-05-17 4 A 0 2500 0 A 4125 D Shares of common stock underlying a Restricted Stock Unit awarded pursuant to the Issuer's 2006 Director Plan. The Unit vests on the earlier of (i) May 17, 2013 or (ii) the date the Reporting Person ceases to be a member of the Board for any reason, including as a result of his death or Disability. The Unit expires upon the date the Unit vests and the shares of common stock are settled and issued. The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. By: /s/ Jack L. Howard, as Attorney in Fact for Warren G. Lichtenstein 2012-05-21