0000921895-11-002194.txt : 20111114
0000921895-11-002194.hdr.sgml : 20111111
20111114202412
ACCESSION NUMBER: 0000921895-11-002194
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111109
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Steel Excel Inc.
CENTRAL INDEX KEY: 0000709804
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 942748530
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 691 S MILPITAS BLVD
STREET 2: M/S25
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4089458600
MAIL ADDRESS:
STREET 1: 691 SOUTH MILPITAS BLVD., SUITE 208
STREET 2: M/S25
CITY: MILPITAS
STATE: CA
ZIP: 95035
FORMER COMPANY:
FORMER CONFORMED NAME: ADPT Corp
DATE OF NAME CHANGE: 20100624
FORMER COMPANY:
FORMER CONFORMED NAME: ADAPTEC INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LICHTENSTEIN WARREN G
CENTRAL INDEX KEY: 0001005784
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15071
FILM NUMBER: 111205277
MAIL ADDRESS:
STREET 1: C/O STEEL PARTNERS II L P
STREET 2: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steel Partners LLC
CENTRAL INDEX KEY: 0001422282
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15071
FILM NUMBER: 111205278
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-520-2300
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEEL PARTNERS HOLDINGS L.P.
CENTRAL INDEX KEY: 0001452857
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15071
FILM NUMBER: 111205279
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-520-2300
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: WEBFINANCIAL L.P.
DATE OF NAME CHANGE: 20081229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPH Group Holdings LLC
CENTRAL INDEX KEY: 0001522066
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15071
FILM NUMBER: 111205280
BUSINESS ADDRESS:
STREET 1: C/O STEEL PARTNERS HOLDINGS L.P.
STREET 2: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 520-2300
MAIL ADDRESS:
STREET 1: C/O STEEL PARTNERS HOLDINGS L.P.
STREET 2: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPH Group LLC
CENTRAL INDEX KEY: 0001522067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15071
FILM NUMBER: 111205276
BUSINESS ADDRESS:
STREET 1: C/O STEEL PARTNERS HOLDINGS L.P.
STREET 2: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 520-2300
MAIL ADDRESS:
STREET 1: C/O STEEL PARTNERS HOLDINGS L.P.
STREET 2: 590 MADISON AVENUE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form404197036_11142011.xml
OWNERSHIP DOCUMENT
X0304
4
2011-11-09
0
0000709804
Steel Excel Inc.
ADPT.PK
0001522066
SPH Group Holdings LLC
C/O STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
0
0
1
0
0001452857
STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
0
0
1
0
0001422282
Steel Partners LLC
C/O STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
0
0
1
0
0001005784
LICHTENSTEIN WARREN G
C/O STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
1
1
1
0
President of Subsidiary
0001522067
SPH Group LLC
C/O STEEL PARTNERS HOLDINGS L.P.
590 MADISON AVENUE, 32ND FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock, par value $0.001
2011-11-09
4
P
0
5000
25.9500
A
4316998
D
Common Stock, par value $0.001
2011-11-10
4
P
0
35000
25.9300
A
4351998
D
Common Stock, par value $0.001
2011-11-11
4
P
0
10000
25.9000
A
4361998
D
This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners LLC ("Partners LLC") and Warren G. Lichtenstein. Steel Holdings, SPHG, Partners LLC and Mr. Lichtenstein may be deemed to be 10% owners of the Issuer and SPHG Holdings is a 10% owner of the Issuer.
Shares owned directly by SPHG Holdings, and owned indirectly by SPHG by virtue of it being the sole member of SPHG Holdings, by Steel Holdings by virtue of its ownership of 99% of the membership interests of SPHG, by Partners LLC by virtue of it being the manager of Steel Holdings and by Mr. Lichtenstein by virtue of his position as the manager of Partners LLC. SPHG, Steel Holdings, Partners LLC and Mr. Lichtenstein disclaim beneficial ownership of the shares owned by SPHG Holdings except to the extent of their pecuniary interest therein.
By: Steel Partners Holdings L.P., By: Steel Partners Holdings GP Inc., General Partner, By: /s/ Sanford Antignas as Attorney-In-Fact for Warren G. Lichtenstein, Chief Executive Officer
2011-11-14
By: SPH Group Holdings LLC, By: Steel Partners Holdings GP Inc., Manager, By: /s/ Sanford Antignas as Attorney-In-Fact for Warren G. Lichtenstein, Chief Executive Officer
2011-11-14
By: Steel Partners LLC, By: /s/ Sanford Antignas as Attorney-In-Fact for Warren G. Lichtenstein, Chief Executive Officer
2011-11-14
By: /s/ Sanford Antignas, as Attorney In Fact for Warren G. Lichtenstein
2011-11-14
By: SPH Group LLC, By: Steel Partners Holdings GP Inc., Managing Member, By: /s/ Sanford Antignas as Attorney-In-Fact for Warren G. Lichtenstein, Chief Executive Officer
2011-11-14