-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wu1aDGU7F00mO1lckOQgI78Warn0I84I4oQkjXZ3FH07wlL+JcDLQBX67jBmGDW/ FRYEX/buu8J5mP1f4w3Yew== 0000921895-08-002666.txt : 20081027 0000921895-08-002666.hdr.sgml : 20081027 20081027210457 ACCESSION NUMBER: 0000921895-08-002666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081023 FILED AS OF DATE: 20081027 DATE AS OF CHANGE: 20081027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTEC INC CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWARD JACK L CENTRAL INDEX KEY: 0001144269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 081143348 MAIL ADDRESS: STREET 1: 182 FARMERS LANE STREET 2: STE 101 CITY: SANTA ROSA STATE: CA ZIP: 95405 4 1 how86.xml X0303 4 2008-10-23 0 0000709804 ADAPTEC INC ADPT 0001144269 HOWARD JACK L C/O STEEL PARTNERS II L.P. 590 MADISON AVENUE, 32ND FLOOR NEW YORK NY 10022 1 0 0 1 See Footnote No. 2 Common Stock, $.001 Par Value 2008-10-23 4 A 0 6250 0.0010 A 6250 D Non-Qualified Stock Option (right to buy) 2.8400 2008-10-23 4 A 0 12500 0 A 2009-01-23 2018-10-23 Common Stock, $.001 Par Value 12500 12500 D Represents a Restricted Stock Award from the Issuer's 2006 Director Plan for 6,250 shares of the Issuer's common stock that will be fully vested on the earlier of October 23, 2009 or the date of the Issuer's 2009 annual meeting. The Reporting Person is also a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock. A total of 12,500 Non-Qualified Stock Options were granted on October 23, 2008 from the Issuer's 2006 Director Plan. The option shall vest in four equal quarterly installments with the first vesting being January 23, 2009, such that the option is fully vested on the earlier of October 23, 2009 or the date of the Issuer's 2009 annual meeting. /s/ Howard, Jack L. 2008-10-27 -----END PRIVACY-ENHANCED MESSAGE-----