-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IciHyW/OYfmCtWA+6jj7yT6l5iGOwKIOuTSqkUvM5iTL47/bh/H8TTxtT8AUTmkv NGx5AdQaUifrKsuIE5b4TQ== 0000891618-98-004071.txt : 19980828 0000891618-98-004071.hdr.sgml : 19980828 ACCESSION NUMBER: 0000891618-98-004071 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980827 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTEC INC CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-24557 FILM NUMBER: 98698993 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 424B3 1 PROSPECTUS SUPPLEMENT 1 Filed Pursuant to Rule 424(b)(3) Registration No. 333-24557 PROSPECTUS SUPPLEMENT DATED AUGUST 24, 1998 (To Prospectus dated June 29, 1998) ADAPTEC, INC. U.S. $230,000,000 4 3/4% Convertible Subordinated Notes due February 1, 2004 and Shares of Common Stock Issuable Upon Conversion Thereof ----------------------- This Prospectus Supplement together, with the Prospectus and Prospectus Supplements listed above, is to be used by certain holders of the above-referenced securities or by their transferees, pledgees, donees or their successors in connection with the offer and sale of the above referenced securities. -1- 2 SELLING SECURITYHOLDERS The table captioned "Selling Securityholders" commencing on page 24 of the Prospectus is hereby amended to reflect the following additions and changes.
PRINCIPAL AMOUNT OF NOTES COMMON STOCK BENEFICIALLY BENEFICIALLY OWNED OWNED AND OFFERED SELLING SECURITYHOLDER AND OFFERED HEREBY HEREBY(1)(2) - ---------------------------------------------------------------- Associated Electric and Gas Insurance........................... 180,000 3,484 Alexandra Global Investment Fund 1 Ltd.......................... 1,000,000 19,357 Credit Suisse First Boston Corporation.......................... 1,000,000 19,357 MainStay Strategic Income Fund ................................. 1,000,000 19,357 Brown & Willimason Tobacco Corp Master Retirement Trust......... 500,000 9,679 AFTRA Health Fund............................................... 1,500,000 29,036 MainStay VP Converible Portfolio................................ 1,000,000 19,357 SG Cowen Securities Corporation ................................ 300,000 5,807 Robertson Stephens & Co. (3) ................................... 283,000 5,478 Valic AGSPC Growth & Income Fund................................ 500,000 9,679 TMK/ United Funds, Inc. Growth Portfolio........................ 2,500,000 48,393
(1) Includes shares of Common Stock issuable upon conversion of the Notes. (2) Assumes a conversion price of $51.66 per share, and a cash payment in lieu of any fractional share interest; such conversion price is subject to adjustment as described under "Description of Notes -- Conversion." Accordingly the number of shares of Common Stock issuable upon conversion of the Notes may increase or decrease from time to time. Under the terms of Indenture, fractional shares will not be issued upon conversion of the Notes; cash will be paid in lieu of fractional shares, if any. (3) Roberston Stephens & Co. acted as initial purchaser in connection with the intial sale of the convertible notes. 1
-----END PRIVACY-ENHANCED MESSAGE-----