-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WU0mzLhLIgipQaOTOShTnzMBKmPeIbt/fqEbYoMl96Fiww/51UgVQBfIhUuuKp8k ORkgdLFMhByma6IKCyCWaw== 0000891618-97-005042.txt : 19971224 0000891618-97-005042.hdr.sgml : 19971224 ACCESSION NUMBER: 0000891618-97-005042 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971223 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTEC INC CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-24557 FILM NUMBER: 97743179 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 424B3 1 PROSPECTUS FILED PURSUANT TO RULE 424(B)(3) 1 Filed Pursuant to Rule 424(b)(3) Registration No. 333-24557 PROSPECTUS SUPPLEMENT DATED DECEMBER 17, 1997 (To Prospectus dated June 24, 1997, and the Prospectus Supplements dated August 4, 1997, August 20, 1997, October 1, 1997, and November 26, 1997) ADAPTEC, INC. U.S. $230,000,000 4 3/4% Convertible Subordinated Notes due February 1, 2004 and Shares of Common Stock Issuable Upon Conversion Thereof ----------------------- This Prospectus Supplement together, with the Prospectus and Prospectus Supplements listed above, is to be used by certain holders of the above-referenced securities or by their transferees, pledgees, donees or their successors in connection with the offer and sale of the above referenced securities. 2 The table captioned "Selling Securityholders" commencing on page 52 of the Prospectus is hereby amended to reflect the following additions and changes.
NUMBER OF SHARES OF PRINCIPAL AMOUNT OF NOTES COMMON STOCK BENEFICIALLY BENEFICIALLY OWNED OWNED AND OFFERED SELLING SECURITYHOLDER AND OFFERED HEREBY HEREBY(1)(2) - ------------------------------------------------------ ------------------------- ------------------------- Allstate Insurance Company............................ 1,500,000 29,036 Baptist Health of Miami............................... 90,000 1,742 Dunham & Associates Fund III.......................... 10,000 193 Lazard Freres & Co.................................... 5,000,000 96,786 Physicians Life....................................... 250,000 4,839 San Diego City Retirement............................. 274,000 5,303 SBC Warburg Dillon Read Inc........................... 2,550,000 49,361
(1) Includes shares of Common Stock issuable upon conversion of the Notes. (2) Assumes a conversion price of $51.66 per share, and a cash payment in lieu of any fractional share interest; such conversion price is subject to adjustment as described under "Description of Notes -- Conversion." Accordingly the number of shares of Common Stock issuable upon conversion of the Notes may increase or decrease from time to time. Under the terms of Indenture, fractional shares will not be issued upon conversion of the Notes; cash will be paid in lieu of fractional shares, if any.
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