-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BghQbzkkoBtc1AFnjQgAQnd4yjI3OZaKAJwJI95fOoRC+RSo5kPm8A2LN/K7+vQk vZDCnqaeL5hfML5BCvCFzA== 0000709804-10-000016.txt : 20100610 0000709804-10-000016.hdr.sgml : 20100610 20100610211058 ACCESSION NUMBER: 0000709804-10-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100608 FILED AS OF DATE: 20100610 DATE AS OF CHANGE: 20100610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dotz Mary CENTRAL INDEX KEY: 0001314205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 10891451 MAIL ADDRESS: STREET 1: 280 N BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTEC INC CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-06-08 0 0000709804 ADAPTEC INC ADPT 0001314205 Dotz Mary 691 SOUTH MILPITAS BLVD. MILPITAS CA 95035 0 1 0 0 Chief Financial Officer Common Stock 2010-06-08 4 F 0 3820 3.03 D 25952 D Common Stock 2010-06-08 4 F 0 16501 3.03 D 9451 D Common Stock 2010-06-09 4 M 0 26933 2.86 A 36384 D Common Stock 2010-06-09 4 S 0 26933 3.03 D 9451 D Common Stock 2010-06-09 4 M 0 113067 2.86 A 122518 D Common Stock 2010-06-09 4 S 0 113067 3.03 D 9451 D Common Stock 2010-06-09 4 M 0 104326 2.94 A 113777 D Common Stock 2010-06-09 4 S 0 104326 3.03 D 9451 D Common Stock 2010-06-09 4 M 0 20674 2.94 A 30125 D Common Stock 2010-06-09 4 S 0 20674 3.03 D 9451 D Common Stock 2010-06-09 4 M 0 45000 0 A 54451 D Common Stock 2010-06-09 4 S 0 54451 3.03 D 0 D Incentive Stock Option (right to buy) 2.86 2010-06-09 4 M 0 26933 0 D 2016-08-03 Common Stock 26933 0 D Non-Qualified Stock Option (right to buy) 2.86 2010-06-09 4 M 0 113067 0 D 2016-08-03 Common Stock 113067 0 D Incentive Stock Option (right to buy) 2.94 2010-06-09 4 M 0 104326 0 D 2015-03-31 Common Stock 104326 0 D Non-Qualified Stock Option (right to buy) 2.94 2010-06-09 4 M 0 20674 0 D 2015-03-31 Common Stock 20674 0 D Restricted Stock Units 0 2010-06-09 4 M 0 45000 0 D Common Stock 45000 0 D Represents shares that were automatically withheld to cover tax withholding obligations. A total of 140,000 stock options were granted on August 3, 2009. The aggregate of these options vest at the rate of 8.33% of the total option shares at the end of each three month period, such that the total option shares will be fully vested on August 3, 2012. The Company accelerated 100% of the remaining unvested stock options on June 8, 2010. A total of 125,000 stock options were granted on March 31, 2008. The aggregate of these options vested at the rate of 25% of the total option shares on March 31, 2009 and an additional 8.33% of the total option shares vest at the end of each three month period thereafter, such that the total option shares will be fully vested on March 31, 2012. The Company accelerated 100% of the remaining unvested stock options on June 8, 2010. Represents a Restricted Stock Unit for shares of common stock that vests, based on certain performance criteria, over a period of 36 months. The Company accelerated 100% of the remaining unvested restricted stock units on June 8, 2010, which was originally granted on April 1, 2009. Each Restricted Stock Unit represents a contingent right to receive one share of Adaptec, Inc. common stock. Not Applicable. /s/ Mary Dotz 2010-06-10 -----END PRIVACY-ENHANCED MESSAGE-----