-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EOvIUIkvA5O3A04+S+QlNiDbQpJeftYXZC7xcgAc6IT5zQwqM+tkaKsPx9yhpHl+ VXMgz9vkfy8UQ0ek3oL7TA== 0000709804-09-000044.txt : 20091112 0000709804-09-000044.hdr.sgml : 20091111 20091112135958 ACCESSION NUMBER: 0000709804-09-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091110 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noellert John CENTRAL INDEX KEY: 0001449092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 091176230 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTEC INC CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-11-10 0 0000709804 ADAPTEC INC ADPT 0001449092 Noellert John 691 SOUTH MILPITAS BLVD. MILPITAS CA 95035 0 1 0 0 VP, World Wide Sales Common Stock 2009-11-10 4 M 0 10000 2.86 A 92337 D Common Stock 2009-11-10 4 S 0 10000 3.25 D 82337 D Common Stock 2009-11-10 4 S 0 31620 3.25 D 50717 D Common Stock 2009-11-11 4 S 0 34051 3.25 D 16666 D Non-Qualified Stock Option (right to buy) 2.86 2009-11-10 4 M 0 10000 3.25 D 2016-08-03 Common Stock 10000 58672 D A total of 120,000 stock options were granted on 08/03/2009, of which 51,328 are Incentive Stock options and 68,672 are Non-Qualified Stock Options. The aggregate of these options vest at the rate of 8.33% of the total option shares at the end of each three month period, such that the total option shares will be fully vested on 08/03/2012. /s/ John Noellert 2009-11-12 -----END PRIVACY-ENHANCED MESSAGE-----