-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LNcNnxjC9RX3JDAuNBJ4fg+ge2u6vezT9TWieQUhzlPUnXvFdKrg1r7XJEG7wcVU a2eEPh/+q6Lj14SbiHXnOQ== 0000709804-09-000029.txt : 20090805 0000709804-09-000029.hdr.sgml : 20090805 20090805164607 ACCESSION NUMBER: 0000709804-09-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090803 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noellert John CENTRAL INDEX KEY: 0001449092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 09988748 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTEC INC CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-08-03 0 0000709804 ADAPTEC INC ADPT 0001449092 Noellert John 691 SOUTH MILPITAS BOULEVARD MILPITAS CA 95035 0 1 0 0 VP, World Wide Sales Common Stock 2009-08-04 4 F 0 2204 2.9 D 88948 D Incentive Stock Option (right to buy) 2.86 2009-08-03 4 A 0 51328 0 A 2016-08-03 Common Stock 51328 51328 D Non-Qualified Stock Option (right to buy) 2.86 2009-08-03 4 A 0 68672 0 A 2016-08-03 Common Stock 68672 68672 D Restricted Stock Units 0.001 2009-08-03 4 A 0 27500 0 A Common Stock 27500 27500 D Represents shares that were automatically withheld to cover tax withholding obligations. A total of 120,000 stock options were granted on 08/03/2009, of which 51,328 are Incentive Stock options and 68,672 are Non-Qualified Stock Options. The aggregate of these options vest at the rate of 8.33% of the total option shares at the end of each three month period, such that the total option shares will be fully vested on 08/03/2012. Represents a Restricted Stock Unit for shares of common stock that vests, based on certain performance criteria, over a period of 36 months. Not Applicable. /s/ John Noellert 2009-08-05 -----END PRIVACY-ENHANCED MESSAGE-----