-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DjgrBDKaR0i6Az/l0XydXYJWsR/vMbPnBylurjca0L92zXDfMglXq2/EpGfDdaE3 9yi6J0DJmZ18W8Yl2IPpOg== 0000709804-08-000023.txt : 20080806 0000709804-08-000023.hdr.sgml : 20080806 20080806190321 ACCESSION NUMBER: 0000709804-08-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080804 FILED AS OF DATE: 20080806 DATE AS OF CHANGE: 20080806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADAPTEC INC CENTRAL INDEX KEY: 0000709804 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942748530 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 691 S MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089458600 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD STREET 2: M/S25 CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westfield John M CENTRAL INDEX KEY: 0001357589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15071 FILM NUMBER: 08996182 BUSINESS ADDRESS: BUSINESS PHONE: (408) 957-6765 MAIL ADDRESS: STREET 1: 691 SOUTH MILPITAS BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-08-04 0 0000709804 ADAPTEC INC ADPT 0001357589 Westfield John M 691 SOUTH MILPITAS BLVD. MILPITAS CA 95035 0 1 0 0 VP, Corp. Controller Common Stock 2008-08-04 4 A 0 16000 0.001 A 50213 D Incentive Stock Option (right to buy) 3.78 2008-08-04 4 A 0 23481 0 A 2015-08-04 Common Stock 23481 23481 D Non-Qualified Stock Option (right to buy) 3.78 2008-08-04 4 A 0 8519 0 A 2015-08-04 Common Stock 8519 8519 D Represents a Restricted Stock Award for 16,000 shares of common stock that vests in two (2) annual installments with thirty-three and one-thirds percent (33.33%) vesting on 08/04/2009 and sixty-six and two-thirds percent (66.66%) vesting on 08/04/2010. A total of 32,000 stock options were granted on 08/04/2008, of which 23,481 are Incentive Stock Options and 8,519 are Non-Qualified Stock Options. The aggregate of these options vest at the rate of 8.33% of the total option shares at the end of each three month period, such that the total option shares will be fully vested on 08/04/2015. /s/ John M. Westfield 2008-08-06 -----END PRIVACY-ENHANCED MESSAGE-----