-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RfYF/58nN+Rq1ZsqaU1jWO2nX7a8UZDfTKT1ngYFYxXizSjKwJWTH1nke+hMue7x grgh957zN0jIIR8gCnNh2w== 0001181431-10-004873.txt : 20100127 0001181431-10-004873.hdr.sgml : 20100127 20100127140743 ACCESSION NUMBER: 0001181431-10-004873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100126 FILED AS OF DATE: 20100127 DATE AS OF CHANGE: 20100127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARKSDALE JAMES L CENTRAL INDEX KEY: 0001008699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 10550105 MAIL ADDRESS: STREET 1: 501 EAST MIDDLEFIELD RD STREET 2: NETSCAPE COMMUNICATIONS CORP CITY: MOUNTIAN VIEW STATE: CA ZIP: 94043 4 1 rrd263628.xml FORM 4 X0303 4 2010-01-26 1 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001008699 BARKSDALE JAMES L 4150 NETWORK CIRCLE SANTA CLARA CA 95054 1 0 0 0 Common Stock 2010-01-26 4 D 0 240446 D 35361 D Common Stock 2010-01-26 4 D 0 35361 D 0 D Common Stock 2010-01-26 4 D 0 600 D 0 I See footnote Pursuant to the Merger Agreement between the Issuer and Oracle Corporation dated April 19, 2009 (the "Merger Agreement"), each share of JAVA common stock will be exchanged for $9.50 in cash. Shares are represented by restricted stock units. Pursuant to the provisions of the 2007 Omnibus Incentive Plan and the Merger Agreement, the restricted stock units vested in full upon the effectiveness of the merger. Pursuant to the Merger Agreement, the restricted stock units were cancelled in exchange for a cash payment of $335,929.50, which represents $9.50 for each outstanding unit. Shares are held directly by a charitable remainder trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Craig D. Norris, attorney-in-fact 2010-01-26 -----END PRIVACY-ENHANCED MESSAGE-----