-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q46OeCA7S1L+4XkWmailnL9aH+DAvZe6+OAM/duIDYf0YCc04J/CqGggiJESIq3J r16/0IludGEMsVXFOTdSpw== 0001181431-10-004864.txt : 20100127 0001181431-10-004864.hdr.sgml : 20100127 20100127140106 ACCESSION NUMBER: 0001181431-10-004864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100126 FILED AS OF DATE: 20100127 DATE AS OF CHANGE: 20100127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fowler John F CENTRAL INDEX KEY: 0001374754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 10550067 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 rrd263634.xml FORM 4 X0303 4 2010-01-26 1 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001374754 Fowler John F 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP Systems Group Common Stock 2010-01-26 4 D 0 23886 D 82968 D Common Stock 2010-01-26 4 D 0 82968 D 0 D Common Stock 2010-01-26 4 D 0 2458 D 0 I See footnote Employee Stock Option (right to buy) 15.40 2010-01-26 4 D 0 75000 D 2013-07-28 Common Stock 75000 0 D Employee Stock Option (right to buy) 16.832 2010-01-26 4 D 0 6250 D 2011-11-13 Common Stock 6250 0 D Employee Stock Option (right to buy) 15.16 2010-01-26 4 D 0 75000 D 2012-07-29 Common Stock 75000 0 D Employee Stock Option (right to buy) 36.56 2010-01-26 4 D 0 1300 D 2010-03-19 Common Stock 1300 0 D Employee Stock Option (right to buy) 17.04 2010-01-26 4 D 0 125000 D 2014-07-27 Common Stock 125000 0 D Employee Stock Option (right to buy) 16.80 2010-01-26 4 D 0 7500 D 2011-05-21 Common Stock 7500 0 D Employee Stock Option (right to buy) 14.80 2010-01-26 4 D 0 8720 D 2010-07-25 Common Stock 8720 0 D Employee Stock Option (right to buy) 20.40 2010-01-26 4 D 0 106250 D 2017-07-31 Common Stock 106250 0 D Employee Stock Option (right to buy) 36.56 2010-01-26 4 D 0 50 D 2010-03-19 Common Stock 50 0 I See footnote Employee Stock Option (right to buy) 14.80 2010-01-26 4 D 0 750 D 2010-07-25 Common Stock 750 0 I See footnote Employee Stock Option (right to buy) 15.76 2010-01-26 4 D 0 750 D 2012-09-17 Common Stock 750 0 I See footnote Pursuant to the Merger Agreement between the Issuer and Oracle Corporation dated April 19, 2009 (the "Merger Agreement"), each share of JAVA common stock will be exchanged for $9.50 in cash. Shares are represented by restricted stock units. Pursuant to the Merger Agreement, each restricted stock unit will be assumed by Oracle and converted into a restricted stock unit for 0.3849 shares of Oracle common stock. Shares are held directly by the reporting person's spouse. The option vests in five equal annual installments beginning on July 28, 2006. Pursuant to the Merger Agreement, each option to purchase shares of JAVA common stock will be assumed by Oracle and converted into an option to purchase a number of shares of Oracle common stock equal to the number of shares of JAVA common stock subject to the option multiplied by 0.3849, rounded down to the nearest whole share. The exercise price per share for the assumed option will equal the JAVA per share exercise price divided by 0.3849. The option is fully vested. The option vests in five equal annual installments beginning on July 27, 2007. The option vests in five equal annual installments beginning on July 31, 2008. The option is held directly by the reporting person's spouse. /s/ Craig D. Norris, attorney-in-fact 2010-01-26 -----END PRIVACY-ENHANCED MESSAGE-----