-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TeW3jzpB9INCVxLG5B0Sh9YVRdLetm9QghHr8w2HJIaYQlHlf+aJ+wwV576odslA 164qRdBVdAuQOj06X35WVA== 0001181431-09-051855.txt : 20091116 0001181431-09-051855.hdr.sgml : 20091116 20091116164952 ACCESSION NUMBER: 0001181431-09-051855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091116 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Splain Michael E CENTRAL INDEX KEY: 0001433641 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 091187688 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 rrd256440.xml SPLAIN'S FORM 4 RE: 11/16/09 RELEASE X0303 4 2009-11-16 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001433641 Splain Michael E 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, Microelectronics Common Stock 10000 I Shares held by Michael E. Splain & Donna M. Splain JT/WROS Common Stock 2009-11-16 4 F 0 620 8.67 D 86123 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 50 50 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 3750 3750 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 11250 11250 D Employee Stock Option (Right to Buy) 16.8 2011-05-21 Common Stock 11250 11250 D Employee Stock Option (Right to Buy) 16.832 2011-11-13 Common Stock 11250 11250 D Employee Stock Option (Right to Buy) 15 2012-05-18 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 15.76 2012-09-17 Common Stock 12500 12500 D Employee Stock Option (Right to Buy) 18.4 2012-11-10 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 16.48 2013-01-27 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 15.4 2013-07-28 Common Stock 20750 20750 D Employee Stock Option (Right to Buy) 21.32 2014-11-02 Common Stock 17500 17500 D Employee Stock Option (Right to Buy) 26.56 2015-01-31 Common Stock 13125 13125 D Employee Stock Option (Right to Buy) 20 2015-11-14 Common Stock 15525 15525 D This includes 63,337 shares of unvested restricted stock units. This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. /s/ Michael E. Splain 2009-11-16 -----END PRIVACY-ENHANCED MESSAGE-----