-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ki9y0A9bUWL2Kur8dlvfhvar6AIY5ilMxZ3X/Va2Q8ZjGEYKDmMHq1fadlKM2BMI dBIPz20qnIvtioeYuKm27w== 0001181431-09-047529.txt : 20091013 0001181431-09-047529.hdr.sgml : 20091012 20091013144605 ACCESSION NUMBER: 0001181431-09-047529 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091002 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sutphin Brian Joseph CENTRAL INDEX KEY: 0001474203 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 091116489 MAIL ADDRESS: STREET 1: 10 NETWORK CIRCLE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 3 1 rrd254879.xml FORM 3 X0203 3 2009-10-02 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001474203 Sutphin Brian Joseph 10 NETWORK CIRCLE M/S: UMPK10-147 MENLO PARK CA 94025 0 1 0 0 EVP, Corporate Dev. & Alliance Common Stock 100661 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 3125 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 3125 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 50 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 2500 D Employee Stock Option (Right to Buy) 14.80 2010-07-25 Common Stock 750 D Employee Stock Option (Right to Buy) 16.80 2011-05-21 Common Stock 1150 D Employee Stock Option (Right to Buy) 16.832 2011-11-13 Common Stock 3500 D Employee Stock Option (Right to Buy) 15.16 2012-07-29 Common Stock 45000 D Employee Stock Option (Right to Buy) 15.40 2013-07-28 Common Stock 60000 D Employee Stock Option (Right to Buy) 17.04 2014-07-27 Common Stock 85000 D Employee Stock Option (Right to Buy) 20.40 2015-07-31 Common Stock 100000 D This includes 66,130 shares of unvested restricted stock units. This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. Brian J.Sutphin 2009-10-13 -----END PRIVACY-ENHANCED MESSAGE-----