rrd223302_252130.html

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SKfptbdNQt+A9rLdyqUV9uHEpMktvuorprOZwBhIg7OVW6CpM3P9nxojfU/KWXLI FHUCp3U5xjXIpfQgC74/uQ== 0001181431-09-037036.txt : 20090730 0001181431-09-037036.hdr.sgml : 20090730 20090730172313 ACCESSION NUMBER: 0001181431-09-037036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090728 FILED AS OF DATE: 20090730 DATE AS OF CHANGE: 20090730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Splain Michael E CENTRAL INDEX KEY: 0001433641 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15086 FILM NUMBER: 09974704 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN MICROSYSTEMS, INC. CENTRAL INDEX KEY: 0000709519 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942805249 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6509601300 MAIL ADDRESS: STREET 1: 4150 NETWORK CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SUN MICROSYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 rrd249256.xml SPLAIN'S FORM 4 RE: 07/28/09 ACTIVITY X0303 4 2009-07-28 0 0000709519 SUN MICROSYSTEMS, INC. JAVA 0001433641 Splain Michael E 4150 NETWORK CIRCLE SANTA CLARA CA 95054 0 1 0 0 EVP, Microelectronics Common Stock 2009-07-28 4 F 0 201 9.2 D 88929 D Common Stock 10000 I Shares held by Michael E. Splain & Donna M. Splain JTWROS Employee Stock Option (Right to Buy) 65 2009-06-13 Common Stock 2500 2500 D Employee Stock Option (Right to Buy) 31.64 2009-09-27 Common Stock 3750 3750 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 6250 6250 D Employee Stock Option (Right to Buy) 50.36 2009-11-07 Common Stock 6250 6250 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 50 50 D Employee Stock Option (Right to Buy) 36.56 2010-03-19 Common Stock 3750 3750 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 14.8 2010-07-25 Common Stock 11250 11250 D Employee Stock Option (Right to Buy) 16.8 2011-05-21 Common Stock 11250 11250 D Employee Stock Option (Right to Buy) 16.832 2011-11-13 Common Stock 11250 11250 D Employee Stock Option (Right to Buy) 15 2012-05-18 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 15.76 2012-09-17 Common Stock 12500 12500 D Employee Stock Option (Right to Buy) 18.4 2012-11-10 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 16.48 2013-01-27 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 15.4 2013-07-28 Common Stock 20750 20750 D Employee Stock Option (Right to Buy) 21.32 2014-11-02 Common Stock 17500 17500 D Employee Stock Option (Right to Buy) 26.56 2015-01-31 Common Stock 13125 13125 D Employee Stock Option (Right to Buy) 20 2015-11-14 Common Stock 15525 15525 D This includes 71,138 shares of unvested restricted stock units. This option vests and becomes exercisable in five equal annual installments beginning on the first anniversary of the date of grant. Exhibit List Exhibit 24 - Power of Attorney /s/ Craig D. Norris, Attorney-In-Fact 2009-07-28 EX-24.HTM 2 rrd223302_252130.htm LIMITED POWER OF ATTORNEY rrd223302_252130.html

LIMITED POWER OF ATTORNEY

For Section 16 Reporting

The undersigned, as a Section 16 reporting person of Sun Microsystems, Inc. (the "Company"), hereby constitutes and appoints Michael A. Dillon in his role and capacity as corporate secretary and Craig D. Norris and Donica L. Forensich in their roles and capacities as corporate assistant secretaries, and each of them, the undersigned's true and lawful attorney-in-fact to:

1.	complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto as such attorney-in-fact shall in his discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned's ownership, acquisition or disposition of securities of the Company; and

2.	do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.

The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended).

This Limited Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 1st day of May, 2008.


Signature:  /s/ Michael Splain

Print Name:  Michael Splain

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